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Version status: Applicable | Document consolidation status: No known changes
Version date: 9 December 2015 - onwards
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Article 5 Application for authorisation as an ELTIF

1. An application for authorisation as an ELTIF shall be made to the competent authority of the ELTIF. The application for authorisation as an ELTIF shall include the following:

(a) the fund rules or instruments of incorporation;

(b) information on the identity of the proposed manager of the ELTIF and its current and previous fund management experience and history;

(c) information on the identity of the depositary;

(d) a description of the information to be made available to investors, including a description of the arrangements for dealing with complaints submitted by retail investors.

The competent authority of the ELTIF may request clarification and information as regards the documentation and information provided under the second subparagraph.

2. Only an EU AIFM authorised under Directive 2011/61/EU may apply to the competent authority of the ELTIF for approval to manage an ELTIF for which authorisation is requested in accordance with paragraph 1. In the event that the competent au