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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 10 January 2024 - onwards
  Version 4 of 4    

Article 5 Application for authorisation as an ELTIF

1. An application for authorisation as an ELTIF shall be made to the competent authority of the ELTIF. The application for authorisation as an ELTIF shall include the following:

(a) the fund rules or instruments of incorporation;

(b) information on the identity of the proposed manager of the ELTIF and its current and previous fund management experience and history;

(c) information on the identity of the depositary;

(d) a description of the information to be made available to investors, including a description of the arrangements for dealing with complaints submitted by retail investors.

The application for authorisation as an ELTIF shall include all of the following:

(a) the fund rules or instruments of incorporation;

(b) the name of the proposed manager of the ELTIF;

(c) the name of the depositary and, where requested by the competent authority of an ELTIF that can be marketed to retail investors, the written agreement with the depositary;

(d) where the ELTIF can be marketed to retail

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