Part 2 Common Contractual Funds (ss. 6-21)

Comparing proposed amendment...


In force	6. Interpretation (Part 2).
In force	7. Non-application of this Part to certain undertakings.
In force	8. Authorisation of non-UCITS common contractual funds.
In force	9. Public information and reporting on authorisation of common contractual funds.
In force	10. Powers of Bank.
In force	11. Refusal of authorisation.
In force	12. Alteration in deed of constitution of, or change in name of, common contractual fund.
In force	13. Replacement of management company or custodian.
In force	14. Obligation on management companies under common contractual funds to purchase units.
In force	15. Prohibition of certain transactions and making of certain profits by management companies, etc.
In force	16. Assets of common contractual funds.
In force	17. Liability of custodians of common contractual funds.
In force	18. Application of certain provisions of UCITS Regulations.
In force	18A. Requirement to hold information on beneficial ownership of common contractual fund.
In force	18B. Duty to give particular notice to individuals believed to be beneficial owners of common contractual fund.
In force	18C. Other particular steps that may be taken to establish identity of beneficial owners.
In force	18D. Duty to keep information in register up-to-date.
In force	18E. Duty of beneficial owner (in certain circumstances) to notify his or her status as such.
In force	18F. Duty of individual (in certain circumstances) to notify relevant change.
In force	18G. Offence for failure to comply with notice under section 18B, 18C or 18D.
In force	18H. Duty to keep and maintain a beneficial ownership register.
In force	18I. Discharge of initial central filing obligation - construction of references to that expression in sections 18J to 18P.
In force	18J. Delivery of information under sections 18M to 18P: delivery may be effected by persons external to management company (as well as by officers or employees of it).
In force	18K. Registrar of Beneficial Ownership of Common Contractual Funds.
In force	18L. Establishment and maintenance of central register.
In force	18M. Obligation of management company to deliver beneficial ownership information to Registrar and related obligations of designated person where certain discrepancies discovered.
In force	18N. Information which shall be delivered to Registrar.
In force	18O. Information to be provided by presenter.
In force	18P. Duty to keep information in beneficial ownership register and central register aligned and up-to-date.
In force	18Q. Unrestricted access to beneficial ownership information in central register.
In force	18R. Restricted access to beneficial ownership information in central register.
In force	18S. Obligations of competent authorities to report certain discrepancies to Registrar.
In force	18T. Fees may be charged for access to central register.
In force	18U. Offence for failure to comply with section 18M, 18N, 18O or 18P and supplemental provisions.
In force	19. Offences in relation to certain bodies.
In force	20. Offences under provisions of this Part.
In force	21. Penalties.

Previous Next

Document overview

Set a date to view the document

Text comparison

Print / Export Options

Export

Report template

Alert me to changes

Bookmarks

Search within this document

Request a trial

The best way to experience Better Regulation is to try it - free and without obligation.

Set a date to view the document

Text comparison

Print / Export Options

Export

Report template

Alert me to changes

Bookmarks

Search within this document

Share

Part 2 Common Contractual Funds (ss. 6-21)

Log in

Request a trial

The best way to experience Better Regulation is to try it - free and without obligation.