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6. Interpretation (Part 2). |
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7. Non-application of this Part to certain undertakings. |
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8. Authorisation of non-UCITS common contractual funds. |
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9. Public information and reporting on authorisation of common contractual funds. |
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10. Powers of Bank. |
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11. Refusal of authorisation. |
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12. Alteration in deed of constitution of, or change in name of, common contractual fund. |
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13. Replacement of management company or custodian. |
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14. Obligation on management companies under common contractual funds to purchase units. |
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15. Prohibition of certain transactions and making of certain profits by management companies, etc. |
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16. Assets of common contractual funds. |
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17. Liability of custodians of common contractual funds. |
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18. Application of certain provisions of UCITS Regulations. |
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18A. Requirement to hold information on beneficial ownership of common contractual fund. |
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18B. Duty to give particular notice to individuals believed to be beneficial owners of common contractual fund. |
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18C. Other particular steps that may be taken to establish identity of beneficial owners. |
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18D. Duty to keep information in register up-to-date. |
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18E. Duty of beneficial owner (in certain circumstances) to notify his or her status as such. |
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18F. Duty of individual (in certain circumstances) to notify relevant change. |
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18G. Offence for failure to comply with notice under section 18B, 18C or 18D. |
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18H. Duty to keep and maintain a beneficial ownership register. |
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18I. Discharge of initial central filing obligation - construction of references to that expression in sections 18J to 18P. |
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18J. Delivery of information under sections 18M to 18P: delivery may be effected by persons external to management company (as well as by officers or employees of it). |
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18K. Registrar of Beneficial Ownership of Common Contractual Funds. |
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18L. Establishment and maintenance of central register. |
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18M. Obligation of management company to deliver beneficial ownership information to Registrar and related obligations of designated person where certain discrepancies discovered. |
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18N. Information which shall be delivered to Registrar. |
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18O. Information to be provided by presenter. |
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18P. Duty to keep information in beneficial ownership register and central register aligned and up-to-date. |
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18Q. Unrestricted access to beneficial ownership information in central register. |
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18R. Restricted access to beneficial ownership information in central register. |
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18S. Obligations of competent authorities to report certain discrepancies to Registrar. |
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18T. Fees may be charged for access to central register. |
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18U. Offence for failure to comply with section 18M, 18N, 18O or 18P and supplemental provisions. |
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19. Offences in relation to certain bodies. |
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20. Offences under provisions of this Part. |
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21. Penalties. |
