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Register of People with Significant Control Regulations 2016 [SI 2016 No. 339]Introductory TextPart 1 General Introductory provisions (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Application and Fees (regs. 3-6)Regulation 3 Companies to which Part 21A of the Act does not applyRegulation 4 Legal entities which are subject to their own disclosure requirementsRegulation 5 Modification for persons covered by section 790C(12) of the ActRegulation 6 Fee for a copy of a company's PSC registerPart 3 Nature of control and foreign limited partners (regs. 7-8)Regulation 7 Particulars required as to nature of controlRegulation 8 Characteristics of a foreign limited partnerPart 4 Additional matters (regs. 9-17)Regulation 9 Additional matters to be noted in a PSC registerRegulation 10 Additional matters where there is no registrable person or registrable relevant legal entityRegulation 11 Additional matters where there is an unidentified registrable personRegulation 12 Additional matters where an identified registrable person's particulars are not confirmedRegulation 13 Additional matters where a company's investigations are ongoingRegulation 14 Additional matters where there is a failure to comply with a notice given under section 790D of the ActRegulation 15 Additional matters where there is a failure to comply with a notice given under section 790E of the ActRegulation 16 Additional matters where a notice given under section 790D or section 790E of the Act is complied with after the time specified in the noticeRegulation 17 Additional matters where a company has issued a restrictions noticePart 5 Warning and restrictions notices (regs. 18-21)Regulation 18 Content of a warning noticeRegulation 19 Content of a restrictions noticeRegulation 20 Failure to comply with a section 790D or 790E notice: valid reasonRegulation 21 Withdrawal of a restrictions noticePart 6 The protection of usual residential address information (regs. 22-32)Regulation 22 Permitted disclosure of usual residential address information by the registrar to specified public authoritiesRegulation 23 Permitted disclosure of usual residential address information by the registrar to credit reference agenciesRegulation 24 Circumstances where the registrar must refrain from disclosure of usual residential address informationRegulation 25 Application by an individual requiring the registrar to refrain from disclosing that individual's usual residential address information to a credit reference agencyRegulation 26 Application by a company requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agencyRegulation 27 Application by a subscriber to a memorandum of association requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agencyRegulation 28 Matters relating to an application made under regulation 25, 26 or 27Regulation 29 Withdrawal of an application made under regulation 25, 26 or 27Regulation 30 Appealing against a determination made under regulation 25, 26 or 27Regulation 31 Duration of a determination made under regulation 25, 26 or 27Regulation 32 Revocation of a determination made under regulation 25, 26 or 27Part 7 The protection of secured information (regs. 33-45)Regulation 33 Circumstances where the registrar must omit secured information from material on the register available for public inspectionRegulation 34 Circumstances where the registrar must not use or disclose secured informationRegulation 35 Fee payable for the disclosure by the registrar of secured informationRegulation 35A Fee payable for the disclosure by the registrar of information to a credit institution or a financial institutionRegulation 36 Application by an individual requiring the registrar to refrain from using or disclosing that individual's secured informationRegulation 37 Application by a company requiring the registrar to refrain from using or disclosing an individual's secured informationRegulation 38 Application by a subscriber to a memorandum of association requiring the registrar to refrain from using or disclosing an individual's secured informationRegulation 39 Matters relating to an application made under regulation 36, 37 or 38Regulation 40 Withdrawal of an application made under regulation 36, 37 or 38Regulation 41 Appealing against an unsuccessful application made under regulation 36, 37 or 38Regulation 42 Unsuccessful determination made under regulation 36, 37 or 38Regulation 43 Duration of a determination under regulation 36, 37 or 38Regulation 44 Revocation of a determination under regulation 36(5), 37(5) or 38(5)Regulation 45 Protection by a company of secured informationPart 8 Transitional provisions, amendments to the 2009 Regulations and review (regs. 46-49)Regulation 46 Transitional provision regarding the protection of secured informationRegulation 47 Transitional provision for the purpose of section 790KRegulation 48 Amendments to the 2009 RegulationsRegulation 49 ReviewSchedule 1 List of MarketsSchedule 2 Particulars required as to nature of controlSchedule 2, Part 1 First Condition (paras. 1-3)Schedule 2, Part 2 Second Condition (paras. 4-6)Schedule 2, Part 3 Third Condition (para. 7)Schedule 2, Part 4 Fourth Condition (para. 8)Schedule 2, Part 5 Fifth Condition and Trusts (paras. 9-16)Schedule 2, Part 6 Fifth Condition and Firms (paras. 17-24)Schedule 2, Part 7 Interpretation of Schedule 2 (para. 25)Schedule 3 Specified Public AuthoritesSchedule 4 Conditions for permitted disclosureSchedule 4, Part 1 Disclosure to Specified Public Authorities (paras. 1-5)Schedule 4, Part 2 Disclosure to a Credit Reference Agency (paras. 6-12)Schedule 4, Part 2A Disclosure to a Credit Institution or a Financial Institution (paras. 12A-12H)Schedule 4, Part 3 Interpretation of this Schedule (para. 13)Schedule 5 Amendments to the 2009 RegulationsSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 15 March 2016

Register of People with Significant Control Regulations 2016 [SI 2016 No. 339]

Introductory Text
Part 1 General Introductory provisions (regs. 1-2)
Regulation 1 Citation and commencement
Regulation 2 Interpretation
Part 2 Application and Fees (regs. 3-6)
Regulation 3 Companies to which Part 21A of the Act does not apply
Regulation 4 Legal entities which are subject to their own disclosure requirements
Regulation 5 Modification for persons covered by section 790C(12) of the Act
Regulation 6 Fee for a copy of a company's PSC register
Part 3 Nature of control and foreign limited partners (regs. 7-8)
Regulation 7 Particulars required as to nature of control
Regulation 8 Characteristics of a foreign limited partner
Part 4 Additional matters (regs. 9-17)
Regulation 9 Additional matters to be noted in a PSC register
Regulation 10 Additional matters where there is no registrable person or registrable relevant legal entity
Regulation 11 Additional matters where there is an unidentified registrable person
Regulation 12 Additional matters where an identified registrable person's particulars are not confirmed
Regulation 13 Additional matters where a company's investigations are ongoing
Regulation 14 Additional matters where there is a failure to comply with a notice given under section 790D of the Act
Regulation 15 Additional matters where there is a failure to comply with a notice given under section 790E of the Act
Regulation 16 Additional matters where a notice given under section 790D or section 790E of the Act is complied with after the time specified in the notice
Regulation 17 Additional matters where a company has issued a restrictions notice
Part 5 Warning and restrictions notices (regs. 18-21)
Regulation 18 Content of a warning notice
Regulation 19 Content of a restrictions notice
Regulation 20 Failure to comply with a section 790D or 790E notice: valid reason
Regulation 21 Withdrawal of a restrictions notice
Part 6 The protection of usual residential address information (regs. 22-32)
Regulation 22 Permitted disclosure of usual residential address information by the registrar to specified public authorities
Regulation 23 Permitted disclosure of usual residential address information by the registrar to credit reference agencies
Regulation 24 Circumstances where the registrar must refrain from disclosure of usual residential address information
Regulation 25 Application by an individual requiring the registrar to refrain from disclosing that individual's usual residential address information to a credit reference agency
Regulation 26 Application by a company requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agency
Regulation 27 Application by a subscriber to a memorandum of association requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agency
Regulation 28 Matters relating to an application made under regulation 25, 26 or 27
Regulation 29 Withdrawal of an application made under regulation 25, 26 or 27
Regulation 30 Appealing against a determination made under regulation 25, 26 or 27
Regulation 31 Duration of a determination made under regulation 25, 26 or 27
Regulation 32 Revocation of a determination made under regulation 25, 26 or 27
Part 7 The protection of secured information (regs. 33-45)
Regulation 33 Circumstances where the registrar must omit secured information from material on the register available for public inspection
Regulation 34 Circumstances where the registrar must not use or disclose secured information
Regulation 35 Fee payable for the disclosure by the registrar of secured information
Regulation 35A Fee payable for the disclosure by the registrar of information to a credit institution or a financial institution
Regulation 36 Application by an individual requiring the registrar to refrain from using or disclosing that individual's secured information
Regulation 37 Application by a company requiring the registrar to refrain from using or disclosing an individual's secured information
Regulation 38 Application by a subscriber to a memorandum of association requiring the registrar to refrain from using or disclosing an individual's secured information
Regulation 39 Matters relating to an application made under regulation 36, 37 or 38
Regulation 40 Withdrawal of an application made under regulation 36, 37 or 38
Regulation 41 Appealing against an unsuccessful application made under regulation 36, 37 or 38
Regulation 42 Unsuccessful determination made under regulation 36, 37 or 38
Regulation 43 Duration of a determination under regulation 36, 37 or 38
Regulation 44 Revocation of a determination under regulation 36(5), 37(5) or 38(5)
Regulation 45 Protection by a company of secured information
Part 8 Transitional provisions, amendments to the 2009 Regulations and review (regs. 46-49)
Regulation 46 Transitional provision regarding the protection of secured information
Regulation 47 Transitional provision for the purpose of section 790K
Regulation 48 Amendments to the 2009 Regulations
Regulation 49 Review
Schedule 1 List of Markets
Schedule 2 Particulars required as to nature of control
Schedule 2, Part 1 First Condition (paras. 1-3)
Schedule 2, Part 2 Second Condition (paras. 4-6)
Schedule 2, Part 3 Third Condition (para. 7)
Schedule 2, Part 4 Fourth Condition (para. 8)
Schedule 2, Part 5 Fifth Condition and Trusts (paras. 9-16)
Schedule 2, Part 6 Fifth Condition and Firms (paras. 17-24)
Schedule 2, Part 7 Interpretation of Schedule 2 (para. 25)
Schedule 3 Specified Public Authorites
Schedule 4 Conditions for permitted disclosure
Schedule 4, Part 1 Disclosure to Specified Public Authorities (paras. 1-5)
Schedule 4, Part 2 Disclosure to a Credit Reference Agency (paras. 6-12)
Schedule 4, Part 2A Disclosure to a Credit Institution or a Financial Institution (paras. 12A-12H)
Schedule 4, Part 3 Interpretation of this Schedule (para. 13)
Schedule 5 Amendments to the 2009 Regulations
Signature
Explanatory Note
Explanatory Memorandum
Impact Assessment
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