Register of People with Significant Control Regulations 2016 [SI 2016 No. 339]

Comparing proposed amendment...


	Introductory Text
	Part 1 General Introductory provisions (regs. 1-2)
In force	Regulation 1 Citation and commencement
In force	Regulation 2 Interpretation
	Part 2 Application and Fees (regs. 3-6)
In force	Regulation 3 Companies to which Part 21A of the Act does not apply
In force	Regulation 4 Legal entities which are subject to their own disclosure requirements
In force	Regulation 5 Modification for persons covered by section 790C(12) of the Act
In force	Regulation 6 Fee for a copy of a company's PSC register
	Part 3 Nature of control and foreign limited partners (regs. 7-8)
In force	Regulation 7 Particulars required as to nature of control
In force	Regulation 8 Characteristics of a foreign limited partner
	Part 4 Additional matters (regs. 9-17)
In force	Regulation 9 Additional matters to be noted in a PSC register
In force	Regulation 10 Additional matters where there is no registrable person or registrable relevant legal entity
In force	Regulation 11 Additional matters where there is an unidentified registrable person
In force	Regulation 12 Additional matters where an identified registrable person's particulars are not confirmed
In force	Regulation 13 Additional matters where a company's investigations are ongoing
In force	Regulation 14 Additional matters where there is a failure to comply with a notice given under section 790D of the Act
In force	Regulation 15 Additional matters where there is a failure to comply with a notice given under section 790E of the Act
In force	Regulation 16 Additional matters where a notice given under section 790D or section 790E of the Act is complied with after the time specified in the notice
In force	Regulation 17 Additional matters where a company has issued a restrictions notice
	Part 5 Warning and restrictions notices (regs. 18-21)
In force	Regulation 18 Content of a warning notice
In force	Regulation 19 Content of a restrictions notice
In force	Regulation 20 Failure to comply with a section 790D or 790E notice: valid reason
In force	Regulation 21 Withdrawal of a restrictions notice
	Part 6 The protection of usual residential address information (regs. 22-32)
In force	Regulation 22 Permitted disclosure of usual residential address information by the registrar to specified public authorities
In force	Regulation 23 Permitted disclosure of usual residential address information by the registrar to credit reference agencies
In force	Regulation 24 Circumstances where the registrar must refrain from disclosure of usual residential address information
In force	Regulation 25 Application by an individual requiring the registrar to refrain from disclosing that individual's usual residential address information to a credit reference agency
In force	Regulation 26 Application by a company requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agency
In force	Regulation 27 Application by a subscriber to a memorandum of association requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agency
In force	Regulation 28 Matters relating to an application made under regulation 25, 26 or 27
In force	Regulation 29 Withdrawal of an application made under regulation 25, 26 or 27
In force	Regulation 30 Appealing against a determination made under regulation 25, 26 or 27
In force	Regulation 31 Duration of a determination made under regulation 25, 26 or 27
In force	Regulation 32 Revocation of a determination made under regulation 25, 26 or 27
	Part 7 The protection of secured information (regs. 33-45)
In force	Regulation 33 Circumstances where the registrar must omit secured information from material on the register available for public inspection
In force	Regulation 34 Circumstances where the registrar must not use or disclose secured information
In force	Regulation 35 Fee payable for the disclosure by the registrar of secured information
In force	Regulation 35A Fee payable for the disclosure by the registrar of information to a credit institution or a financial institution
In force	Regulation 36 Application by an individual requiring the registrar to refrain from using or disclosing that individual's secured information
In force	Regulation 37 Application by a company requiring the registrar to refrain from using or disclosing an individual's secured information
In force	Regulation 38 Application by a subscriber to a memorandum of association requiring the registrar to refrain from using or disclosing an individual's secured information
In force	Regulation 39 Matters relating to an application made under regulation 36, 37 or 38
In force	Regulation 40 Withdrawal of an application made under regulation 36, 37 or 38
In force	Regulation 41 Appealing against an unsuccessful application made under regulation 36, 37 or 38
In force	Regulation 42 Unsuccessful determination made under regulation 36, 37 or 38
In force	Regulation 43 Duration of a determination under regulation 36, 37 or 38
In force	Regulation 44 Revocation of a determination under regulation 36(5), 37(5) or 38(5)
In force	Regulation 45 Protection by a company of secured information
	Part 8 Transitional provisions, amendments to the 2009 Regulations and review (regs. 46-49)
In force	Regulation 46 Transitional provision regarding the protection of secured information
In force	Regulation 47 Transitional provision for the purpose of section 790K
In force	Regulation 48 Amendments to the 2009 Regulations
In force	Regulation 49 Review
In force	Schedule 1 List of Markets
	Schedule 2 Particulars required as to nature of control
In force	Schedule 2, Part 1 First Condition (paras. 1-3)
In force	Schedule 2, Part 2 Second Condition (paras. 4-6)
In force	Schedule 2, Part 3 Third Condition (para. 7)
In force	Schedule 2, Part 4 Fourth Condition (para. 8)
In force	Schedule 2, Part 5 Fifth Condition and Trusts (paras. 9-16)
In force	Schedule 2, Part 6 Fifth Condition and Firms (paras. 17-24)
In force	Schedule 2, Part 7 Interpretation of Schedule 2 (para. 25)
In force	Schedule 3 Specified Public Authorites
	Schedule 4 Conditions for permitted disclosure
In force	Schedule 4, Part 1 Disclosure to Specified Public Authorities (paras. 1-5)
In force	Schedule 4, Part 2 Disclosure to a Credit Reference Agency (paras. 6-12)
In force	Schedule 4, Part 2A Disclosure to a Credit Institution or a Financial Institution (paras. 12A-12H)
In force	Schedule 4, Part 3 Interpretation of this Schedule (para. 13)
In force	Schedule 5 Amendments to the 2009 Regulations
	Signature
	Explanatory Note
	Explanatory Memorandum
	Impact Assessment

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