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Register of People with Significant Control Regulations 2016 [SI 2016 No. 339]Introductory TextPart 1 General Introductory provisions (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Application and Fees (regs. 3-6)Regulation 3 Companies to which Part 21A of the Act does not applyRegulation 4 Legal entities which are subject to their own disclosure requirementsRegulation 5 Modification for persons covered by section 790C(12) of the ActRegulation 6 Fee for a copy of a company's PSC registerPart 3 Nature of control and foreign limited partners (regs. 7-8)Regulation 7 Particulars required as to nature of controlRegulation 8 Characteristics of a foreign limited partnerPart 4 Additional matters (regs. 9-17)Regulation 9 Additional matters to be noted in a PSC registerRegulation 10 Additional matters where there is no registrable person or registrable relevant legal entityRegulation 11 Additional matters where there is an unidentified registrable personRegulation 12 Additional matters where an identified registrable person's particulars are not confirmedRegulation 13 Additional matters where a company's investigations are ongoingRegulation 14 Additional matters where there is a failure to comply with a notice given under section 790D of the ActRegulation 15 Additional matters where there is a failure to comply with a notice given under section 790E of the ActRegulation 16 Additional matters where a notice given under section 790D or section 790E of the Act is complied with after the time specified in the noticeRegulation 17 Additional matters where a company has issued a restrictions noticePart 5 Warning and restrictions notices (regs. 18-21)Regulation 18 Content of a warning noticeRegulation 19 Content of a restrictions noticeRegulation 20 Failure to comply with a section 790D or 790E notice: valid reasonRegulation 21 Withdrawal of a restrictions noticePart 6 The protection of usual residential address information (regs. 22-32)Regulation 22 Permitted disclosure of usual residential address information by the registrar to specified public authoritiesRegulation 23 Permitted disclosure of usual residential address information by the registrar to credit reference agenciesRegulation 24 Circumstances where the registrar must refrain from disclosure of usual residential address informationRegulation 25 Application by an individual requiring the registrar to refrain from disclosing that individual's usual residential address information to a credit reference agencyRegulation 26 Application by a company requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agencyRegulation 27 Application by a subscriber to a memorandum of association requiring the registrar to refrain from disclosing an individual's usual residential address information to a credit reference agencyRegulation 28 Matters relating to an application made under regulation 25, 26 or 27Regulation 29 Withdrawal of an application made under regulation 25, 26 or 27Regulation 30 Appealing against a determination made under regulation 25, 26 or 27Regulation 31 Duration of a determination made under regulation 25, 26 or 27Regulation 32 Revocation of a determination made under regulation 25, 26 or 27Part 7 The protection of secured information (regs. 33-45)Regulation 33 Circumstances where the registrar must omit secured information from material on the register available for public inspectionRegulation 34 Circumstances where the registrar must not use or disclose secured informationRegulation 35 Fee payable for the disclosure by the registrar of secured informationRegulation 35A Fee payable for the disclosure by the registrar of information to a credit institution or a financial institutionRegulation 36 Application by an individual requiring the registrar to refrain from using or disclosing that individual's secured informationRegulation 37 Application by a company requiring the registrar to refrain from using or disclosing an individual's secured informationRegulation 38 Application by a subscriber to a memorandum of association requiring the registrar to refrain from using or disclosing an individual's secured informationRegulation 39 Matters relating to an application made under regulation 36, 37 or 38Regulation 40 Withdrawal of an application made under regulation 36, 37 or 38Regulation 41 Appealing against an unsuccessful application made under regulation 36, 37 or 38Regulation 42 Unsuccessful determination made under regulation 36, 37 or 38Regulation 43 Duration of a determination under regulation 36, 37 or 38Regulation 44 Revocation of a determination under regulation 36(5), 37(5) or 38(5)Regulation 45 Protection by a company of secured informationPart 8 Transitional provisions, amendments to the 2009 Regulations and review (regs. 46-49)Regulation 46 Transitional provision regarding the protection of secured informationRegulation 47 Transitional provision for the purpose of section 790KRegulation 48 Amendments to the 2009 RegulationsRegulation 49 ReviewSchedule 1 List of MarketsSchedule 2 Particulars required as to nature of controlSchedule 2, Part 1 First Condition (paras. 1-3)Schedule 2, Part 2 Second Condition (paras. 4-6)Schedule 2, Part 3 Third Condition (para. 7)Schedule 2, Part 4 Fourth Condition (para. 8)Schedule 2, Part 5 Fifth Condition and Trusts (paras. 9-16)Schedule 2, Part 6 Fifth Condition and Firms (paras. 17-24)Schedule 2, Part 7 Interpretation of Schedule 2 (para. 25)Schedule 3 Specified Public AuthoritesSchedule 4 Conditions for permitted disclosureSchedule 4, Part 1 Disclosure to Specified Public Authorities (paras. 1-5)Schedule 4, Part 2 Disclosure to a Credit Reference Agency (paras. 6-12)Schedule 4, Part 2A Disclosure to a Credit Institution or a Financial Institution (paras. 12A-12H)Schedule 4, Part 3 Interpretation of this Schedule (para. 13)Schedule 5 Amendments to the 2009 RegulationsSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 6 April 2016 - onwards
Version 2 of 2

Regulation 7 Particulars required as to nature of control

(1) The particulars required by sections 790K(1)(h), 790K(2)(e) and 790K(3)(f) of the Act (particulars as to nature of control over the company) are -

(a) where the person meets the first specified condition [See section 790C(3) of the Act for the meaning of "specified conditions" and paragraphs 2 to 6 in Part 1 of Schedule 1A to the Act for the meanings of the first, second, third, fourth and fifth conditions.], the statement listed in Part 1 of Schedule 2 which is applicable to that person;

(b) where the person meets the second specified condition, the statement listed in Part 2 of Schedule 2 which is applicable to that person;

(c) where the person meets the third specified condition, the statement listed in Part 3 of Schedule 2;

(d) where the person meets the fourth specified condition and does not meet the first, second or third specified condition, the statement listed in Part 4 of Schedule 2;

(e) where the person meets the fifth specified condition in connection with a trust, every statement listed in Part 5 of Schedule 2 which is applicable to that person;

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