Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 7 July 2016

Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 [SI 2016 No. 715]

	Introductory Text
	Part 1 Citation, commencement and interpretation (regs. 1-2)
	Regulation 1 Citation and commencement
	Regulation 2 Interpretation
	Part 2 Designation of competent authorities (reg. 3)
	Regulation 3 Designation of competent authorities
	Part 3 Administration and enforcement (regs. 4-27)
	Chapter 1 Interpretation (reg. 4)
	Regulation 4 Meaning of "non-authorised counterparty"
	Chapter 2 Information gathering (regs. 5-7)
	Regulation 5 Power of the FCA to require information
	Regulation 6 Reports by skilled persons
	Regulation 7 Information and documents: supplemental provisions
	Chapter 3 Supervisory measures (regs. 8-10)
	Regulation 8 Guidance
	Regulation 9 Directions
	Regulation 10 Directions: procedure
	Chapter 4 Measures in relation to individuals (regs. 11-13)
	Regulation 11 Temporary prohibition orders
	Regulation 12 Temporary prohibition orders: procedure
	Regulation 13 Contravention of a temporary prohibition order by a recognised body
	Chapter 5 Disciplinary measures (regs. 14-15)
	Regulation 14 Public censure
	Regulation 15 Financial penalties
	Chapter 6 Notices and appeals (regs. 16-22)
	Regulation 16 Meaning of "regulator"
	Regulation 17 Warning notices
	Regulation 18 Decision notices
	Regulation 19 Application of Part 26 of the Act
	Regulation 20 Service of notices
	Regulation 21 Appeals
	Regulation 22 The Tribunal
	Chapter 7 Injunctions (reg. 23)
	Regulation 23 Injunctions
	Chapter 8 Offences (regs. 24-27)
	Regulation 24 Misleading the FCA
	Regulation 25 Restriction on penalties
	Regulation 26 Proceedings for offences
	Regulation 27 Proceedings against unincorporated bodies
	Part 4 Review (reg. 28)
	Regulation 28 Review
	Part 5 Amendments (regs. 29-30)
	Regulation 29
	Regulation 30
	Schedule 1 Amendments to primary legislation
	Schedule 2 Amendments to secondary legislation
	Signature
	Explanatory Note
	Explanatory Memorandum