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Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 [SI 2016 No. 715]Introductory TextPart 1 Citation, commencement and interpretation (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Designation of competent authorities (reg. 3)Regulation 3 Designation of competent authoritiesPart 3 Administration and enforcement (regs. 4-27)Chapter 1 Interpretation (reg. 4)Regulation 4 Meaning of "non-authorised counterparty"Chapter 2 Information gathering (regs. 5-7)Regulation 5 Power of the FCA to require informationRegulation 6 Reports by skilled personsRegulation 7 Information and documents: supplemental provisionsChapter 3 Supervisory measures (regs. 8-10)Regulation 8 GuidanceRegulation 9 DirectionsRegulation 10 Directions: procedureChapter 4 Measures in relation to individuals (regs. 11-13)Regulation 11 Temporary prohibition ordersRegulation 12 Temporary prohibition orders: procedureRegulation 13 Contravention of a temporary prohibition order by a recognised bodyChapter 5 Disciplinary measures (regs. 14-15)Regulation 14 Public censureRegulation 15 Financial penaltiesChapter 6 Notices and appeals (regs. 16-22)Regulation 16 Meaning of "regulator"Regulation 17 Warning noticesRegulation 18 Decision noticesRegulation 19 Application of Part 26 of the ActRegulation 20 Service of noticesRegulation 21 AppealsRegulation 22 The TribunalChapter 7 Injunctions (reg. 23)Regulation 23 InjunctionsChapter 8 Offences (regs. 24-27)Regulation 24 Misleading the FCARegulation 25 Restriction on penaltiesRegulation 26 Proceedings for offencesRegulation 27 Proceedings against unincorporated bodiesPart 4 Review (reg. 28)Regulation 28 ReviewPart 5 Amendments (regs. 29-30)Regulation 29Regulation 30Schedule 1 Amendments to primary legislationSchedule 2 Amendments to secondary legislationSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 13 July 2016 - onwards
Version 2 of 2

Regulation 16 Meaning of "regulator"

In this Chapter "regulator" means the FCA or the Bank.

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