1. UK Financial Services Law
  2. Legislation (UK)
  3. Statutory Instruments
  4. 2016
Date-stamp loading
  1. Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 [SI 2016 No. 715]
  2. Part 3 Administration and enforcement (regs. 4-27)
  3. Chapter 1 Interpretation (reg. 4)
  4. Regulation 4 Meaning of "non-authorised counterparty"
Previous Next
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 28 November 2017 - onwards
  Version 3 of 3    

Regulation 4 Meaning of "non-authorised counterparty"

In this Part a "non-authorised counterparty" is a financial or non-financial counterparty which is not - (a) an authorised person; (b) a recognised investment exchange; (c) a recognised central counterparty; or (d) a recognised CSD.

Comparing proposed amendment...
Previous Next