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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 13 July 2016 - onwards
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Regulation 7 Information and documents: supplemental provisions

(1) Section 175 [Section 175 was amended by the Financial Services Act 2012, Schedule 12, paragraph 13.] of the Act (information and documents: supplemental provisions) applies where the FCA has the power under regulation 5 to require a non-authorised counterparty or any other person to produce a document as it applies where the FCA has a power to require a person to produce a document under Part 11 of the Act with the following modifications.

(2) In subsection (1) and (3) of section 175 the reference to an investigator is to be ignored.

(3) Section 175(8) is to be ignored.

Comparing proposed amendment...