Topic of the Question Level 1/Level 2 issue Last Update Position limits 1 Are position limits applicable only at the end of each trading day or also throughout the trading day? Art. 57 of MiFID II 19/12/2016 2 What is the definition of a lot for the application of Article 15(1)(a) and (b) (New and illiquid contracts) of RTS 21 to those commodity derivatives for which a lot, as defined in the contract specification by the trading venue, does not represent a standard quantity of the underlying across all maturities/delivery periods for that commodity derivative? Art. 9 of RTS 21 13/11/2017 3 What is a lot in the case of Economically Equivalent OTC contracts (EEOTC)? Art 9 of RTS 21 19/12/2016 4 Should positions with different maturities for other month's limits be netted? Art. 3(4) of RTS 21 19/12/2016 5 How should non-EU entities with positions above the thresholds be treated? Do they have access to exemptions, and if so, when and…
