Packaged Retail and Insurance-based Investment Products Regulations 2017 [SI 2017 No. 1127]

Date-stamp loading

Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 4 December 2017

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

Comparing proposed amendment...


	Introductory Text
In force	Regulation 1 Citation and commencement
In force	Regulation 2 Interpretation
Omitted	Regulation 3 Designation of competent authority
In force	Regulation 4 Prohibitions and suspensions
In force	Regulation 5 Revocation or variation of order under regulation 4
In force	Regulation 6 Administrative penalties and statements
In force	Regulation 7 Requirement to notify retail investor
In force	Regulation 8 Right to refer a matter to the Tribunal
In force	Regulation 9 Sanctions under regulation 4: procedure
In force	Regulation 10 Sanctions under regulation 6: procedure
In force	Regulation 11 Application of the Financial Services and Markets Act 2000 and secondary legislation
In force	Regulation 12 Minor and consequential amendments
Revoked	Regulation 13 Review
In force	Schedule 1 Application and modification of the Financial Services and Markets Act 2000 and secondary legislation
In force	Schedule 2 Minor and consequential amendments to primary and secondary legislation
	Signature
	Explanatory Note
	Explanatory Memorandum

Document overview