Packaged Retail and Insurance-based Investment Products Regulations 2017 [SI 2017 No. 1127]

Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 4 December 2017

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

	Introductory Text
	Regulation 1 Citation and commencement
	Regulation 2 Interpretation
	Regulation 3 Designation of competent authority
	Regulation 4 Prohibitions and suspensions
	Regulation 5 Revocation or variation of order under regulation 4
	Regulation 6 Administrative penalties and statements
	Regulation 7 Requirement to notify retail investor
	Regulation 8 Right to refer a matter to the Tribunal
	Regulation 9 Sanctions under regulation 4: procedure
	Regulation 10 Sanctions under regulation 6: procedure
	Regulation 11 Application of the Financial Services and Markets Act 2000 and secondary legislation
	Regulation 12 Minor and consequential amendments
	Regulation 13 Review
	Schedule 1 Application and modification of the Financial Services and Markets Act 2000 and secondary legislation
	Schedule 2 Minor and consequential amendments to primary and secondary legislation
	Signature
	Explanatory Note
	Explanatory Memorandum

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