icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Packaged Retail and Insurance-based Investment Products Regulations 2017 [SI 2017 No. 1127]Introductory TextRegulation 1 Citation and commencementRegulation 2 InterpretationRegulation 3 Designation of competent authorityRegulation 4 Prohibitions and suspensionsRegulation 5 Revocation or variation of order under regulation 4Regulation 6 Administrative penalties and statementsRegulation 7 Requirement to notify retail investorRegulation 8 Right to refer a matter to the TribunalRegulation 9 Sanctions under regulation 4: procedureRegulation 10 Sanctions under regulation 6: procedureRegulation 11 Application of the Financial Services and Markets Act 2000 and secondary legislationRegulation 12 Minor and consequential amendmentsRegulation 13 ReviewSchedule 1 Application and modification of the Financial Services and Markets Act 2000 and secondary legislationSchedule 2 Minor and consequential amendments to primary and secondary legislationSignatureExplanatory NoteExplanatory Memorandum
Page Overview
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 25th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2018 - onwards
Version 2 of 2

Regulation 11 Application of the Financial Services and Markets Act 2000 and secondary legislation

Schedule 1 applies the Act and secondary legislation made under it with modifications.

PreviousNext