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Packaged Retail and Insurance-based Investment Products Regulations 2017 [SI 2017 No. 1127]Introductory TextRegulation 1 Citation and commencementRegulation 2 InterpretationRegulation 3 Designation of competent authorityRegulation 4 Prohibitions and suspensionsRegulation 5 Revocation or variation of order under regulation 4Regulation 6 Administrative penalties and statementsRegulation 7 Requirement to notify retail investorRegulation 8 Right to refer a matter to the TribunalRegulation 9 Sanctions under regulation 4: procedureRegulation 10 Sanctions under regulation 6: procedureRegulation 11 Application of the Financial Services and Markets Act 2000 and secondary legislationRegulation 12 Minor and consequential amendmentsRegulation 13 ReviewSchedule 1 Application and modification of the Financial Services and Markets Act 2000 and secondary legislationSchedule 2 Minor and consequential amendments to primary and secondary legislationSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2018 - onwards
Version 2 of 2

Regulation 1 Citation and commencement

These Regulations may be cited as the Packaged Retail and Insurance-based Investment Products Regulations 2017 and come into force on 1st January 2018.

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