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Packaged Retail and Insurance-based Investment Products Regulations 2017 [SI 2017 No. 1127]Introductory TextRegulation 1 Citation and commencementRegulation 2 InterpretationRegulation 3 Designation of competent authorityRegulation 4 Prohibitions and suspensionsRegulation 5 Revocation or variation of order under regulation 4Regulation 6 Administrative penalties and statementsRegulation 7 Requirement to notify retail investorRegulation 8 Right to refer a matter to the TribunalRegulation 9 Sanctions under regulation 4: procedureRegulation 10 Sanctions under regulation 6: procedureRegulation 11 Application of the Financial Services and Markets Act 2000 and secondary legislationRegulation 12 Minor and consequential amendmentsRegulation 13 ReviewSchedule 1 Application and modification of the Financial Services and Markets Act 2000 and secondary legislationSchedule 2 Minor and consequential amendments to primary and secondary legislationSignatureExplanatory NoteExplanatory Memorandum
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 4 December 2017 - onwards

Signature

Andrew Griffiths

Heather Wheeler

Two of the Lords Commissioners of Her Majesty's Treasury

4th December 2017

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