Annex IV List of Questions

Q1

Do you agree that CRA’s reporting requirements should be based on the reporting categorisation determined by ESMA’s internal risk assessments, instead of whether or not they are liable for supervisory fees according to Fees RTS? If not please explain.

Q2

Do you agree with that the proposed reporting periods and reporting deadlines are practicable? If not please explain.

Q3

Do you agree with the proposed approach of reducing the frequency for reporting of Board Documents for "all other" CRAs? If not please explain.

Q4

Do you agree with the proposed approach of the Guidelines with regards to the more systematic provision of INEDs opinions? If not please explain.

Q5

Do you agree with the proposed Guidelines for reporting CRAs organisational chart? If not please explain.

Q6

Do you agree with the proposed approach for the reporting of Litigations? If not please explain.

Q7

Do you agree with the proposed approach for the reporting of new and p