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4 Revised Reporting Requirements

Closed
26 September 2018

26. The 2015 Guidelines are structured around the distinction between quarterly and semi-annual reporting requirements. Within these reporting deadlines some flexibility was granted to those CRAs who are not eligible for supervisory fees. However, as explained in Section 3, under the proposed guidelines ESMA is moving to a reporting distinction according to each supervised entities reporting categorisation i.e. "category 1" and "category 2" CRAs.

27. In addition to introducing this distinction in CRAs’ reporting categorisation, the proposed guidelines aim to increase the consistency and usability of the information provided by CRAs. This is done by providing more specific reporting instructions for each reporting requirement as well as standardised reporting templates where possible. The revised proposed guidelines also include new requests for information to further support ESMA’s supervisory processes in an efficient and effective manner. Where an item is a new addition to in com

Comparing proposed amendment...
4.1 General Principles
4.2 Scheduled Reporting
4.2.1 Module: Governance
4.2.2 Module: Ratings and Methodologies
4.2.3 Module: Internal Control
4.2.4 Module: Information Technology Reporting
4.2.5 Module: Financials, FTE and Headcount
4.2.6 Module: Internal Policies and Procedures
4.3 Ad-Hoc Reporting Requirements
4.3.1 Notifications of Material Changes to the Initial Conditions for registration
4.3.2 Other Ad-Hoc Notifications