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Consultation Paper - Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies - 2nd Edition (ESMA33-9-252)Responding to this paperLegislative references, abbreviations and definitions1 Executive Summary2 Introduction3 Reporting Categorisations, Frequencies and Deadlines3.1 CRAs' reporting categorisation3.2 Reporting Frequencies and Deadlines4 Revised Reporting Requirements4.1 General Principles4.2 Scheduled Reporting4.2.1 Module: Governance4.2.2 Module: Ratings and Methodologies4.2.3 Module: Internal Control4.2.4 Module: Information Technology Reporting4.2.5 Module: Financials, FTE and Headcount4.2.6 Module: Internal Policies and Procedures4.3 Ad-Hoc Reporting Requirements4.3.1 Notifications of Material Changes to the Initial Conditions for registration4.3.2 Other Ad-Hoc Notifications5 Reporting Templates6 Comparison of Reporting Requirements7 Reporting Calendars8 Proposed Implementation of Revised GuidelinesAnnex I: Guidelines on Periodic information to be submitted to ESMA by Credit Rating AgenciesAnnex II - Reporting TemplatesAnnex III Cost Benefit AnalysisAnnex IV List of Questions
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4.3 Ad-Hoc Reporting Requirements

Closed
26 September 2018
4.3.1 Notifications of Material Changes to the Initial Conditions for registration
4.3.2 Other Ad-Hoc Notifications
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