Title III Transparency for Systematic Internalisers and Investment Firms Trading OTC and Tick Size Regime for Systematic Internalisers (arts. 14-23)

Comparing proposed amendment...


In force	Article 14 Obligation for systematic internalisers to make public firm quotes in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
In force	Article 15 Execution of client orders
In force	Article 16 Obligations of competent authorities
In force	Article 17 Access to quotes
In force	Article 17a Tick sizes
In force	Article 18 Obligation for systematic internalisers to make public firm quotes in respect of bonds, structured finance products, emission allowances and derivatives
Not yet in force	Article 18a Article 18: waivers and suspensions for fixed income instruments and derivatives etc
Not yet in force	Article 18b Notification and publication requirements
In force	Article 19 Monitoring by the competent authority
In force	Article 20 Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
In force	Article 21 Post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives
In force	Article 22 Providing information for the purposes of transparency and other calculations
In force	Article 23 Investment firms operating internal matching systems

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