1. This Regulation establishes uniform requirements in relation to the following:
(a) disclosure of trade data to the public;
(b) reporting of transactions to the competent authorities;
(c) trading of derivatives on organised venues;
(d) [deleted]
(e) product intervention powers of competent authorities and powers of the competent authority on position management controls and position limits;
(f) provision of investment services or activities by third-country firms following an applicable equivalence decision by the Treasury with or without a branch.
2. This Regulation applies to -
(a) investment firms and credit institutions which have their head office in the United Kingdom which -
(i) (subject to paragraphs 2A and 2C) have permission under Part 4A of FSMA to carry on regulated activities relating to investment services and activities in the United Kingdom, when those firms or institutions are providing investment services or performing investment activities; and
(ii) would require a
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