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Regulation 3 Introduction |
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Regulation 4 Part 6 rules |
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Regulation 5 Matters which may be dealt with by prospectus rules |
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Regulation 6 Prohibition of dealing etc in transferable securities without approved prospectus |
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Regulation 7 Exempt offers to the public |
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Regulation 8 Election to have prospectus |
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Regulation 9 Criteria for approval of prospectus by FCA |
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Regulation 10 Exemptions from disclosure |
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Regulation 11 Consideration of application for approval |
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Regulation 12 Procedure for decision on application for approval |
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Regulation 13 Repeal of sections 87E and 87F |
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Regulation 14 Repeal of sections 87FA and 87FB |
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Regulation 15 Supplementary prospectus |
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Regulation 16 Repeal of sections 87H and 87I |
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Regulation 17 Power of FCA to suspend scrutiny of prospectus |
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Regulation 18 Power to restrict offer to the public |
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Regulation 19 Power of FCA to restrict admission to trading on a regulated market |
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Regulation 20 Power of FCA to suspend or prohibit trading on a trading facility |
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Regulation 21 Public censure of issuer |
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Regulation 22 Procedure under sections 87K and 87L |
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Regulation 23 Exercise of powers at request of competent authority of another EEA State |
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Regulation 24 Repeal of section 87Q |
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Regulation 25 Compensation for false or misleading statements |
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Regulation 26 Penalties for breach of Part 6 rules |
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Regulation 27 Appointment by FCA of persons to carry out investigations |
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Regulation 28 Reporting of infringements |
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Regulation 29 Exercise of powers where UK is host member state |
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Regulation 30 Meaning of "securities" etc |
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Regulation 31 Meaning of "home State" in relation to transferable securities |
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Regulation 32 Interpretation of Part 6 |
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Regulation 33 Publication of Notices |
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Regulation 34 Misleading FCA or PRA: residual cases |
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Regulation 35 Amendments of Schedule 11A |
