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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 21 July 2019 - onwards
Version 2 of 2

Regulation 27 Appointment by FCA of persons to carry out investigations

(1) Section 97 (appointment by FCA of persons to carry out investigations) is amended as follows.

(2) In subsection (1)(a) [Paragraphs (a) and (b) were substituted by paragraph 6 of Schedule 15 to the Companies Act 2006 Schedule 15, paragraph 6, and subsequently amended by S.I. 2015/1755.] -

(a) at the end of sub-paragraph (i) omit "or",

(b) in sub-paragraph (ii) omit "prospectus directive or the", and for "directive;" substitute "directive, or",

(c) after sub-paragraph (ii) insert -

"(iii) any provision of, or made in accordance with, the prospectus regulation;".

(3) In subsection (1)(b) -

(a) at the end of sub-paragraph (i) omit "or",

(b) in sub-paragraph (ii) omit "prospectus directive or the", and for "directive;" substitute "directive, or",

(c) after sub-paragraph (ii) insert -

"(iii) any provision of, or made in accordance with, the prospectus regulation;".

(4) Omit subsection (1)(d).

(5) In subsection (3)(c), for "those mentioned in subsection (1)(d)" substitute "the offences under section 85".