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Chapter 1 Advance applications (reg. 2-5) |
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Regulation 2 Advance application for registration as a trade repository |
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Regulation 3 Assessment of whether an advance application is complete |
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Regulation 4 Determination of an advance application |
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Regulation 5 Effect of determining an advance application |
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Chapter 2 Temporary registration (reg. 6-10) |
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Regulation 6 Temporary deemed registration under the SFT Regulation |
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Regulation 7 Application of regulation 6 |
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Regulation 8 Conditions to be satisfied for regulation 6 to apply |
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Regulation 9 Period during which regulation 6 is to apply |
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Regulation 10 Cessation following a determination by the FCA |
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Chapter 3 Temporary registration for run-off period (reg. 11-18) |
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Regulation 11 Temporary deemed registration under the SFT Regulation for run-off period |
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Regulation 12 Application of regulation 11 |
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Regulation 13 Condition to be satisfied for regulation 11 to apply |
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Regulation 14 Period during which regulation 11 is to apply |
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Regulation 15 Transitional arrangements during the run-off period |
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Regulation 16 Notification of a decision to impose requirements under regulation 15 |
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Regulation 17 Right to refer to the Tribunal |
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Regulation 18 Application of Part 9 of the Financial Services and Markets Act 2000 |
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Chapter 4 Registration conversion (reg. 19-24) |
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Regulation 19 Registration under the SFT Regulation |
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Regulation 20 Application to regulation 19 |
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Regulation 21 Conditions to be satisfied for regulation 19 to apply |
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Regulation 22 Notification for registration |
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Regulation 23 Acknowledgement of receipt |
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Regulation 24 FCA response |
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Chapter 5 General provisions (reg. 25-29) |
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Regulation 25 Misleading the FCA: criminal offence |
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Regulation 26 Further information to be supplied by a person to whom regulation 9 or 13 applies |
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Regulation 27 Directions |
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Regulation 28 Enforcement |
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Regulation 29 Interpretation |
