Who?

1. These guidelines apply to trade repositories (TRs) registered or recognised by ESMA, to national competent authorities (NCAs), and to counterparties or the entities reporting on their behalf.

What?

2. The adopted guidelines will apply in relation to:

a. The reporting without duplication of details of derivatives by counterparties and CCPs under Article 9(1) of EMIR and Article 4(1) of SFTR;

b. The procedures for portability under Article 78(9) of EMIR and under Article 5(2) of SFTR;

c. The transfer of derivatives and SFT data between trade repositories at the request of the counterparties, or the entity reporting on their behalf, or in the situation covered by Article 79(3) of EMIR and Article 5(2) of SFTR;

d. The record-keeping of details of derivatives in accordance with Article 80(3) of EMIR and under Article 5(2) of SFTR; and