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Version date: 25 March 2022 - onwards

1 Scope

Who?

1. These guidelines apply to trade repositories (TRs) registered or recognised by ESMA, to national competent authorities (NCAs), and to reporting counterparties or the entities reporting on their behalf.

What?

2. The adopted guidelines apply in relation to:

a. The reporting of details of SFTs by counterparties or entities reporting on their behalf under Article 4(1) of SFTR;

b. The procedures for portability under Article 78(9) of EMIR, as cross-referred to in Article 5(2) of SFTR;

c. The transfer of SFT data between TRs at the request of the counterparties, or the entity reporting on their behalf, or in the situation where the registration of a TR has been withdrawn covered by Article 79(3) of EMIR as cross-referred to in Article 5(2) of SFTR;

d. The record-keeping of details of SFTs in accordance with Article 80(3) of EMIR as cross-referred to in 5(2) of SFTR; and

e. Article 21(2) of RTS on registration under SFTR.

When?