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Version date: 28 June 2023 - onwards
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Article 102 Monitoring of proceedings, sanctions and measures

1. Competent authorities shall report to the EBA, in an anonymised way and aggregated format on a regular basis:

(a) initiated, suspended or closed formal administrative proceedings leading to imposing administrative sanctions or administrative measures;

(b) periodic penalty payments imposed in accordance with Article 98 for ongoing breaches of this Regulation;

(c) where applicable, settlement agreements and expedited enforcement procedures, and the outcome thereof, regardless of their publication; in accordance with Article 96(4);

(d) criminal proceedings resulting in a conviction and related sanctions reported by judicial authorities in accordance with Article 91(4), point (a);

(e) any appeal against decisions to impose criminal or administrative sanctions or administrative measures and the outcome of such an appeal.

2. When the competent authority discloses an administrative sanction or an administrative measure to the public, it shall simultaneously report them to the EBA.

3. Withi

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