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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 9 June 2023 - onwards
Version 2 of 2

69. Actions by authorised officer following investigation

An authorised officer, having investigated a suspected regulatory breach, may, subject to section 68 and with the consent of the Commission -

(a) close the investigation and not take any further action in respect of the matter, or

(b) where the authorised officer suspects on reasonable grounds that the notified person has committed or is committing a regulatory breach, refer the matter in accordance with section 71 for adjudication.