icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Market Abuse (Directive 2003/6/EC) Regulations, 2005 [S.I. No. 342 of 2005]Introductory TextPart 1 Preliminary (regs. 1-4)Regulation 1 Citation, construction and commencementRegulation 2 Interpretation generallyRegulation 3 Single administrative competent authorityRegulation 4 ApplicationPart 2 Insider Dealing and Market Manipulation (regs. 5-15A)Regulation 5 Insider dealingRegulation 6 Market manipulationRegulation 7 Preventing and detecting market manipulation practicesRegulation 8 Exemption for actions taken in conformity with takeover rulesRegulation 9 Buy-back programmes or stabilisation measuresRegulation 10 Disclosure of inside informationRegulation 11 Disclosure of information (additional requirements)Regulation 12 Managers' transactionsRegulation 13 Suspicious transactions to be notifiedRegulation 14 Restrictions on disclosure of notification under Regulation 13 and of identity of notifierRegulation 15 Cooperation with other competent authoritiesRegulation 15A Cooperation with the European Securities and Market AuthorityPart 3 Fair presentation of recommendations (regs. 16-26)Regulation 16 Interpretation (Part 3)Regulation 17 Production and dissemination of recommendationsRegulation 18 Identity of producer of recommendationRegulation 19 General standard for fair presentation of recommendationsRegulation 20 Additional obligations in relation to fair presentation of recommendationsRegulation 21 General standard for disclosure of interests and conflicts of interestRegulation 22 Additional obligations in relation to disclosure of interests or conflicts of interestRegulation 23 Dissemination of recommendations produced by third partiesRegulation 24 Additional obligations for investment firms and credit institutionsRegulation 25 Non-written recommendationsRegulation 26 Exemption for journalistsPart 4 Powers of the Bank (regs. 27-33)Regulation 27 Definitions (Part 4)Regulation 28 Power to appoint authorised officersRegulation 29 Powers of authorised officersRegulation 30 WarrantsRegulation 31 Directions by BankRegulation 33 Delegations, etcRegulation 32 PrivilegePart 5 Enforcement Provisions (regs. 34-48)Regulation 40 Right of appeal against adverse assessment (including specified sanctions)Regulation 34 Interpretation (Part 5)Regulation 35 Bank may appoint assessorRegulation 41 Sanctions that may be imposed by BankRegulation 42 Power to correct assessmentsRegulation 43 When specified sanctions take effectRegulation 44 Enforcement of adverse assessment (including specified sanctions)Regulation 45 Publication of certain specified sanctionsRegulation 46 Person not liable to be penalised twice for same contraventionRegulation 47 Person not to be concerned in management of regulated financial service provider while disqualifiedRegulation 48 Power of Bank to resolve suspected contraventions, etcRegulation 38 Referral to Court on question of lawRegulation 37 Power to require witnesses to appear and give evidenceRegulation 36 Revocation of appointment of assessorRegulation 39 Assessee to be issued copy of any adverse assessment, etcPart 6 Offences and reports (regs. 49-55)Regulation 49 Offences generally and application of section 32 of Investment Funds, Companies and Miscellaneous Provisions Act 2005Regulation 50 Obstruction, etc. of authorised officerRegulation 51 False, etc. informationRegulation 52 Offences by bodies corporate, etcRegulation 53 Summary proceedings may be brought by BankRegulation 54 Annual report of BankRegulation 55 Report on administrative measures and sanctionsSchedule 1 Provisions applicable to the definition of "accepted market practices"Schedule 2 Provisions applicable to paragraph (a) of the definition of "market manipulation"Schedule 3 Provisions applicable to paragraph (b) of the definition of "market manipulation"Schedule 4 Provisions applicable to lists drawn up under Regulation 11Schedule 5 Text of the Market Abuse RegulationGiven underExplanatory Note
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 5th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 July 2016 - onwards
Version 3 of 3

Regulation 47 Person not to be concerned in management of regulated financial service provider while disqualified

Revoked from 3 July 2016

[deleted]

PreviousNext