A regulated financial service provider shall ensure that a person shall not be concerned in the management of, or have a qualifying holding in, the financial service provider while the person is subject to a sanction referred to in Regulation 41(d) that is in force.
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 July 2016 - onwards
Regulation 47 Person not to be concerned in management of regulated financial service provider while disqualified
Revoked from 3 July 2016