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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Published date: 5 July 2005

Market Abuse (Directive 2003/6/EC) Regulations, 2005 [S.I. No. 342 of 2005]

Comparing proposed amendment...
Introductory Text
Part 1 Preliminary (regs. 1-4)
Revoked
Regulation 1 Citation, construction and commencement
Revoked
Regulation 2 Interpretation generally
Revoked
Regulation 3 Single administrative competent authority
Revoked
Regulation 4 Application
Part 2 Insider Dealing and Market Manipulation (regs. 5-15A)
Revoked
Regulation 5 Insider dealing
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Regulation 6 Market manipulation
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Regulation 7 Preventing and detecting market manipulation practices
Revoked
Regulation 8 Exemption for actions taken in conformity with takeover rules
Revoked
Regulation 9 Buy-back programmes or stabilisation measures
Revoked
Regulation 10 Disclosure of inside information
Revoked
Regulation 11 Disclosure of information (additional requirements)
Revoked
Regulation 12 Managers' transactions
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Regulation 13 Suspicious transactions to be notified
Revoked
Regulation 14 Restrictions on disclosure of notification under Regulation 13 and of identity of notifier
Revoked
Regulation 15 Cooperation with other competent authorities
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Regulation 15A Cooperation with the European Securities and Market Authority
Part 3 Fair presentation of recommendations (regs. 16-26)
Revoked
Regulation 16 Interpretation (Part 3)
Revoked
Regulation 17 Production and dissemination of recommendations
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Regulation 18 Identity of producer of recommendation
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Regulation 19 General standard for fair presentation of recommendations
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Regulation 20 Additional obligations in relation to fair presentation of recommendations
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Regulation 21 General standard for disclosure of interests and conflicts of interest
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Regulation 22 Additional obligations in relation to disclosure of interests or conflicts of interest
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Regulation 23 Dissemination of recommendations produced by third parties
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Regulation 24 Additional obligations for investment firms and credit institutions
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Regulation 25 Non-written recommendations
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Regulation 26 Exemption for journalists
Part 4 Powers of the Bank (regs. 27-33)
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Regulation 27 Definitions (Part 4)
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Regulation 28 Power to appoint authorised officers
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Regulation 29 Powers of authorised officers
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Regulation 30 Warrants
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Regulation 31 Directions by Bank
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Regulation 33 Delegations, etc
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Regulation 32 Privilege
Part 5 Enforcement Provisions (regs. 34-48)
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Regulation 40 Right of appeal against adverse assessment (including specified sanctions)
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Regulation 34 Interpretation (Part 5)
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Regulation 35 Bank may appoint assessor
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Regulation 41 Sanctions that may be imposed by Bank
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Regulation 42 Power to correct assessments
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Regulation 43 When specified sanctions take effect
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Regulation 44 Enforcement of adverse assessment (including specified sanctions)
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Regulation 45 Publication of certain specified sanctions
Revoked
Regulation 46 Person not liable to be penalised twice for same contravention
Revoked
Regulation 47 Person not to be concerned in management of regulated financial service provider while disqualified
Revoked
Regulation 48 Power of Bank to resolve suspected contraventions, etc
Revoked
Regulation 38 Referral to Court on question of law
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Regulation 37 Power to require witnesses to appear and give evidence
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Regulation 36 Revocation of appointment of assessor
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Regulation 39 Assessee to be issued copy of any adverse assessment, etc
Part 6 Offences and reports (regs. 49-55)
Revoked
Regulation 49 Offences generally and application of section 32 of Investment Funds, Companies and Miscellaneous Provisions Act 2005
Revoked
Regulation 50 Obstruction, etc. of authorised officer
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Regulation 51 False, etc. information
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Regulation 52 Offences by bodies corporate, etc
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Regulation 53 Summary proceedings may be brought by Bank
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Regulation 54 Annual report of Bank
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Regulation 55 Report on administrative measures and sanctions
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Schedule 1 Provisions applicable to the definition of "accepted market practices"
Revoked
Schedule 2 Provisions applicable to paragraph (a) of the definition of "market manipulation"
Revoked
Schedule 3 Provisions applicable to paragraph (b) of the definition of "market manipulation"
Revoked
Schedule 4 Provisions applicable to lists drawn up under Regulation 11
Revoked
Schedule 5 Text of the Market Abuse Regulation
Given under
Explanatory Note