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Market Abuse (Directive 2003/6/EC) Regulations, 2005 [S.I. No. 342 of 2005]Introductory TextPart 1 Preliminary (regs. 1-4)Regulation 1 Citation, construction and commencementRegulation 2 Interpretation generallyRegulation 3 Single administrative competent authorityRegulation 4 ApplicationPart 2 Insider Dealing and Market Manipulation (regs. 5-15A)Regulation 5 Insider dealingRegulation 6 Market manipulationRegulation 7 Preventing and detecting market manipulation practicesRegulation 8 Exemption for actions taken in conformity with takeover rulesRegulation 9 Buy-back programmes or stabilisation measuresRegulation 10 Disclosure of inside informationRegulation 11 Disclosure of information (additional requirements)Regulation 12 Managers' transactionsRegulation 13 Suspicious transactions to be notifiedRegulation 14 Restrictions on disclosure of notification under Regulation 13 and of identity of notifierRegulation 15 Cooperation with other competent authoritiesRegulation 15A Cooperation with the European Securities and Market AuthorityPart 3 Fair presentation of recommendations (regs. 16-26)Regulation 16 Interpretation (Part 3)Regulation 17 Production and dissemination of recommendationsRegulation 18 Identity of producer of recommendationRegulation 19 General standard for fair presentation of recommendationsRegulation 20 Additional obligations in relation to fair presentation of recommendationsRegulation 21 General standard for disclosure of interests and conflicts of interestRegulation 22 Additional obligations in relation to disclosure of interests or conflicts of interestRegulation 23 Dissemination of recommendations produced by third partiesRegulation 24 Additional obligations for investment firms and credit institutionsRegulation 25 Non-written recommendationsRegulation 26 Exemption for journalistsPart 4 Powers of the Bank (regs. 27-33)Regulation 27 Definitions (Part 4)Regulation 28 Power to appoint authorised officersRegulation 29 Powers of authorised officersRegulation 30 WarrantsRegulation 31 Directions by BankRegulation 33 Delegations, etcRegulation 32 PrivilegePart 5 Enforcement Provisions (regs. 34-48)Regulation 40 Right of appeal against adverse assessment (including specified sanctions)Regulation 34 Interpretation (Part 5)Regulation 35 Bank may appoint assessorRegulation 41 Sanctions that may be imposed by BankRegulation 42 Power to correct assessmentsRegulation 43 When specified sanctions take effectRegulation 44 Enforcement of adverse assessment (including specified sanctions)Regulation 45 Publication of certain specified sanctionsRegulation 46 Person not liable to be penalised twice for same contraventionRegulation 47 Person not to be concerned in management of regulated financial service provider while disqualifiedRegulation 48 Power of Bank to resolve suspected contraventions, etcRegulation 38 Referral to Court on question of lawRegulation 37 Power to require witnesses to appear and give evidenceRegulation 36 Revocation of appointment of assessorRegulation 39 Assessee to be issued copy of any adverse assessment, etcPart 6 Offences and reports (regs. 49-55)Regulation 49 Offences generally and application of section 32 of Investment Funds, Companies and Miscellaneous Provisions Act 2005Regulation 50 Obstruction, etc. of authorised officerRegulation 51 False, etc. informationRegulation 52 Offences by bodies corporate, etcRegulation 53 Summary proceedings may be brought by BankRegulation 54 Annual report of BankRegulation 55 Report on administrative measures and sanctionsSchedule 1 Provisions applicable to the definition of "accepted market practices"Schedule 2 Provisions applicable to paragraph (a) of the definition of "market manipulation"Schedule 3 Provisions applicable to paragraph (b) of the definition of "market manipulation"Schedule 4 Provisions applicable to lists drawn up under Regulation 11Schedule 5 Text of the Market Abuse RegulationGiven underExplanatory Note
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Published date: 5 July 2005

Market Abuse (Directive 2003/6/EC) Regulations, 2005 [S.I. No. 342 of 2005]

Introductory Text
Part 1 Preliminary (regs. 1-4)
Regulation 1 Citation, construction and commencement
Regulation 2 Interpretation generally
Regulation 3 Single administrative competent authority
Regulation 4 Application
Part 2 Insider Dealing and Market Manipulation (regs. 5-15A)
Regulation 5 Insider dealing
Regulation 6 Market manipulation
Regulation 7 Preventing and detecting market manipulation practices
Regulation 8 Exemption for actions taken in conformity with takeover rules
Regulation 9 Buy-back programmes or stabilisation measures
Regulation 10 Disclosure of inside information
Regulation 11 Disclosure of information (additional requirements)
Regulation 12 Managers' transactions
Regulation 13 Suspicious transactions to be notified
Regulation 14 Restrictions on disclosure of notification under Regulation 13 and of identity of notifier
Regulation 15 Cooperation with other competent authorities
Regulation 15A Cooperation with the European Securities and Market Authority
Part 3 Fair presentation of recommendations (regs. 16-26)
Regulation 16 Interpretation (Part 3)
Regulation 17 Production and dissemination of recommendations
Regulation 18 Identity of producer of recommendation
Regulation 19 General standard for fair presentation of recommendations
Regulation 20 Additional obligations in relation to fair presentation of recommendations
Regulation 21 General standard for disclosure of interests and conflicts of interest
Regulation 22 Additional obligations in relation to disclosure of interests or conflicts of interest
Regulation 23 Dissemination of recommendations produced by third parties
Regulation 24 Additional obligations for investment firms and credit institutions
Regulation 25 Non-written recommendations
Regulation 26 Exemption for journalists
Part 4 Powers of the Bank (regs. 27-33)
Regulation 27 Definitions (Part 4)
Regulation 28 Power to appoint authorised officers
Regulation 29 Powers of authorised officers
Regulation 30 Warrants
Regulation 31 Directions by Bank
Regulation 33 Delegations, etc
Regulation 32 Privilege
Part 5 Enforcement Provisions (regs. 34-48)
Regulation 40 Right of appeal against adverse assessment (including specified sanctions)
Regulation 34 Interpretation (Part 5)
Regulation 35 Bank may appoint assessor
Regulation 41 Sanctions that may be imposed by Bank
Regulation 42 Power to correct assessments
Regulation 43 When specified sanctions take effect
Regulation 44 Enforcement of adverse assessment (including specified sanctions)
Regulation 45 Publication of certain specified sanctions
Regulation 46 Person not liable to be penalised twice for same contravention
Regulation 47 Person not to be concerned in management of regulated financial service provider while disqualified
Regulation 48 Power of Bank to resolve suspected contraventions, etc
Regulation 38 Referral to Court on question of law
Regulation 37 Power to require witnesses to appear and give evidence
Regulation 36 Revocation of appointment of assessor
Regulation 39 Assessee to be issued copy of any adverse assessment, etc
Part 6 Offences and reports (regs. 49-55)
Regulation 49 Offences generally and application of section 32 of Investment Funds, Companies and Miscellaneous Provisions Act 2005
Regulation 50 Obstruction, etc. of authorised officer
Regulation 51 False, etc. information
Regulation 52 Offences by bodies corporate, etc
Regulation 53 Summary proceedings may be brought by Bank
Regulation 54 Annual report of Bank
Regulation 55 Report on administrative measures and sanctions
Schedule 1 Provisions applicable to the definition of "accepted market practices"
Schedule 2 Provisions applicable to paragraph (a) of the definition of "market manipulation"
Schedule 3 Provisions applicable to paragraph (b) of the definition of "market manipulation"
Schedule 4 Provisions applicable to lists drawn up under Regulation 11
Schedule 5 Text of the Market Abuse Regulation
Given under
Explanatory Note
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