1. UK Financial Services Law
  2. Legislation (UK)
  3. Acts
  4. 2012
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  1. Financial Services Act 2012 (c. 21)
  2. Part 2 Amendments of Financial Services and Markets Act 2000 (ss. 6-49)
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Part 2 Amendments of Financial Services and Markets Act 2000 (ss. 6-49)

Comparing proposed amendment...
Financial Conduct Authority and Prudential Regulation Authority (s. 6)
In force
 6. The new Regulators
Regulated activities (ss. 7-9)
In force
 7. Extension of scope of regulation
In force
 8. Orders under section 22 of FSMA 2000
In force
 9. Designation of activities requiring prudential regulation by PRA
Appointed representatives (s. 10)
In force
 10. Appointed representatives
Permission to carry on regulated activities (s. 11)
In force
 11. Permission to carry on regulated activities
Passporting (s. 12)
In force
 12. Passporting: exercise of EEA rights and Treaty rights
Performance of regulated activities (ss. 13-15)
In force
 13. Prohibition orders
In force
 14. Approval for particular arrangements
In force
 15. Further amendments relating to performance of regulated activities
Official listing (ss. 16-21)
In force
 16. FCA to exercise functions under Part 6 of FSMA 2000
In force
 17. Discontinuance or suspension at the request of the issuer: procedure
In force
 18. Listing rules: disciplinary powers in relation to sponsors
In force
 19. Primary information providers
In force
 20. Penalties for breach of Part 6 rules
In force
 21. Repeal of competition scrutiny power
Control of business transfers (s. 22)
In force
 22. Control of business transfers
Hearings and appeals (s. 23)
In force
 23. Proceedings before Tribunal
Rules and guidance (s. 24)
In force
 24. Rules and guidance
Short selling (s. 25)
In force
 25. Functions relating to short selling
Control over authorised persons (ss. 26-27)
In force
 26. Control over authorised persons
In force
 27. Powers of regulators in relation to parent undertakings
Recognised investment exchanges and clearing houses (ss. 28-35)
In force
 28. Exemption for recognised investment exchanges and clearing houses
In force
 29. Powers in relation to recognised investment exchanges and clearing houses
In force
 30. Recognition requirements: power of FCA and Bank to make rules
In force
 31. Additional power to direct UK clearing houses
In force
 32. Recognised bodies: procedure for giving directions under s. 296 etc.
In force
 33. Power to take disciplinary measures against recognised bodies
In force
 34. Repeal of special competition regime
In force
 35. Sections 28 to 34: minor and consequential amendments
Suspension and removal of financial instruments from trading (s. 36)
In force
 36. Suspension and removal of financial instruments from trading
Discipline and enforcement (s. 37)
In force
 37. Discipline and enforcement
Financial Services Compensation Scheme (s. 38)
In force
 38. The Financial Services Compensation Scheme
Financial ombudsman service (s. 39)
In force
 39. The financial ombudsman service
Lloyd's (s. 40)
In force
 40. Lloyd's
Information (s. 41)
In force
 41. Information, investigations, disclosure etc.
Auditors and actuaries (s. 42)
In force
 42. Auditors and actuaries
Consumer protection and competition (s. 43)
In force
 43. Provisions about consumer protection and competition
Insolvency (s. 44)
In force
 44. Insolvency
Miscellaneous amendments of FSMA 2000 (ss. 45-49)
Omitted
 45. The consumer financial education body
In force
 46. Members of the professions
In force
 47. International obligations
In force
 48. Interpretation of FSMA 2000
In force
 49. Parliamentary control of statutory instruments
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