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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
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Schedule 9, Part 7 Offences (paras. 36-40)

Section 37.

36

(1) Section 398 (misleading the Authority: residual cases) is amended as follows.

(2) In subsection (1), for "the Authority" substitute "a regulator".

(3) In the heading, for "the Authority" substitute "FCA or PRA".

37 In section 400 (offences by a body corporate etc) after subsection (6) insert -

"(6A) References in this section to an offence under this Act include a reference to an offence under Part 7 of the Financial Services Act 2012 (offences relating to financial services)."

38

(1) Section 401 (proceedings for offences) is amended as follows.

(2) For subsection (1) substitute -

"(1) In this section "offence" means -

(a) an offence under this Act,

(b) an offence under subordinate legislation made under this Act, or

(c) an offence under Part 7 of the Financial Services Act 2012 (offences relating to financial services)."

(3) In subsections (2)(a) and (3)(a), for "Authority" substitute "appropriate regulator".

(4) After subsection (3) insert -

"(3A) For the purposes

Comparing proposed amendment...