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Version date: 1 April 2013 - onwards
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Schedule 14 Amendments of Part 24 of FSMA 2000: Insolvency

Section 44.

1 Part 24 of FSMA 2000 is amended as follows.

2 In section 355 (interpretation of Part 24) at the end of subsection (1) insert -

"PRA-regulated person" means a person who -

(a) is or has been a PRA-authorised person,

(b) is or has been an appointed representative whose principal (or one of whose principals) is, or was, a PRA-authorised person, or

(c) is carrying on or has carried on a PRA-regulated activity in contravention of the general prohibition."

3

(1) Section 356 (powers to participate in proceedings: company voluntary arrangements) is amended as follows.

(2) In subsections (1) and (2), for "the Authority" substitute "or recognised investment exchange, the appropriate regulator".

(3) In subsection (3) -

(a) for "the Authority", in the first place, substitute "a regulator", and

(b) for "the Authority", in the second place, substitute "the appropriate regulator".

(4) After subsection (3) insert -

"(4) The appropriate regulator" means -

(a) in the case of a PRA-authori

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