Version status: Partly in force | Document consolidation status: Updated to reflect all known changes

Published date: 19 March 2001

Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 [SI 2001 No. 1060]

	Introductory Text
	Part I General and Interpretation (arts. 1-7)
	Article 1 Citation and commencement
	Article 2 Interpretation: general
	Article 3 Interpretation: communications
	Article 4 Interpretation: real time communications
	Article 5 Interpretation: solicited and unsolicited real time communications
	Article 5A Interpretation: outgoing electronic commerce communications
	Article 6 Degree of prominence to be given to required indications
	Article 7 Combination of different exemptions
	Part II Territorial Scope (arts. 8-10A)
	Article 8 Communications to overseas recipients
	Article 9 Solicited real time communications from overseas
	Article 10 Communications from overseas to previously overseas customers
	Article 10A Incoming electronic commerce communications
	Part III Other Exemptions (arts. 11-31)
	Article 11 Follow up non-real time communications and solicited real time communications
	Article 12 Introductions
	Article 13 Generic promotions
	Article 14 Investment professionals
	Article 15 One off non-real time communications and solicited real time communications
	Article 15A One off unsolicited real time communications
	Article 16 Communications required or authorised by enactments
	Article 17 Persons in the business of placing promotional material
	Article 18 Existing participants in an unregulated scheme
	Article 19 Group companies
	Article 20 Persons in the business of disseminating information
	Article 21 High net worth individuals
	Article 22 High net worth companies, unincorporated associations etc.
	Article 23 Sophisticated investors
	Article 23A Self-certified sophisticated investors
	Article 24 Associations of high net worth or sophisticated investors
	Article 25 Settlors, trustees and personal representatives
	Article 26 Beneficiaries of trust, will or intestacy
	Article 27 Remedy following report by Parliamentary Commissioner for Administration
	Article 28 Persons placing promotional material in particular publications
	Article 29 Open-ended investment companies authorised in Northern Ireland
	Article 30 EEA management companies
	Article 31 Communications required by the PRIIPs regulation: key information document
	Schedule - Statements for High Net Worth Individuals and Self-Certified Sophisticated Investors
	Schedule, Part I Statement for High Net Worth Individuals
	Schedule, Part II Statement for Self-certified Sophisticated Investors
	Signature
	Explanatory Note