icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 [SI 2001 No. 1060]Introductory TextPart I General and Interpretation (arts. 1-7)Article 1 Citation and commencementArticle 2 Interpretation: generalArticle 3 Interpretation: communicationsArticle 4 Interpretation: real time communicationsArticle 5 Interpretation: solicited and unsolicited real time communicationsArticle 5A Interpretation: outgoing electronic commerce communicationsArticle 6 Degree of prominence to be given to required indicationsArticle 7 Combination of different exemptionsPart II Territorial Scope (arts. 8-10A)Article 8 Communications to overseas recipientsArticle 9 Solicited real time communications from overseasArticle 10 Communications from overseas to previously overseas customersArticle 10A Incoming electronic commerce communicationsPart III Other Exemptions (arts. 11-31)Article 11 Follow up non-real time communications and solicited real time communicationsArticle 12 IntroductionsArticle 13 Generic promotionsArticle 14 Investment professionalsArticle 15 One off non-real time communications and solicited real time communicationsArticle 15A One off unsolicited real time communicationsArticle 16 Communications required or authorised by enactmentsArticle 17 Persons in the business of placing promotional materialArticle 18 Existing participants in an unregulated schemeArticle 19 Group companiesArticle 20 Persons in the business of disseminating informationArticle 21 High net worth individualsArticle 22 High net worth companies, unincorporated associations etc.Article 23 Sophisticated investorsArticle 23A Self-certified sophisticated investorsArticle 24 Associations of high net worth or sophisticated investorsArticle 25 Settlors, trustees and personal representativesArticle 26 Beneficiaries of trust, will or intestacyArticle 27 Remedy following report by Parliamentary Commissioner for AdministrationArticle 28 Persons placing promotional material in particular publicationsArticle 29 Open-ended investment companies authorised in Northern IrelandArticle 30 EEA management companiesArticle 31 Communications required by the PRIIPs regulation: key information documentSchedule - Statements for High Net Worth Individuals and Self-Certified Sophisticated InvestorsSchedule, Part I Statement for High Net Worth IndividualsSchedule, Part II Statement for Self-certified Sophisticated InvestorsSignatureExplanatory Note
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 12th December 2024
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext
Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 19 March 2001 - onwards

Signature

Greg Pope

Jim Dowd

Two of the Lords Commissioners of Her Majesty's Treasury

PreviousNext