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Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 [SI 2001 No. 1060]Introductory TextPart I General and Interpretation (arts. 1-7)Article 1 Citation and commencementArticle 2 Interpretation: generalArticle 3 Interpretation: communicationsArticle 4 Interpretation: real time communicationsArticle 5 Interpretation: solicited and unsolicited real time communicationsArticle 5A Interpretation: outgoing electronic commerce communicationsArticle 6 Degree of prominence to be given to required indicationsArticle 7 Combination of different exemptionsPart II Territorial Scope (arts. 8-10A)Article 8 Communications to overseas recipientsArticle 9 Solicited real time communications from overseasArticle 10 Communications from overseas to previously overseas customersArticle 10A Incoming electronic commerce communicationsPart III Other Exemptions (arts. 11-31)Article 11 Follow up non-real time communications and solicited real time communicationsArticle 12 IntroductionsArticle 13 Generic promotionsArticle 14 Investment professionalsArticle 15 One off non-real time communications and solicited real time communicationsArticle 15A One off unsolicited real time communicationsArticle 16 Communications required or authorised by enactmentsArticle 17 Persons in the business of placing promotional materialArticle 18 Existing participants in an unregulated schemeArticle 19 Group companiesArticle 20 Persons in the business of disseminating informationArticle 21 High net worth individualsArticle 22 High net worth companies, unincorporated associations etc.Article 23 Sophisticated investorsArticle 23A Self-certified sophisticated investorsArticle 24 Associations of high net worth or sophisticated investorsArticle 25 Settlors, trustees and personal representativesArticle 26 Beneficiaries of trust, will or intestacyArticle 27 Remedy following report by Parliamentary Commissioner for AdministrationArticle 28 Persons placing promotional material in particular publicationsArticle 29 Open-ended investment companies authorised in Northern IrelandArticle 30 EEA management companiesArticle 31 Communications required by the PRIIPs regulation: key information documentSchedule - Statements for High Net Worth Individuals and Self-Certified Sophisticated InvestorsSchedule, Part I Statement for High Net Worth IndividualsSchedule, Part II Statement for Self-certified Sophisticated InvestorsSignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 March 2024 - onwards
Version 4 of 4

Schedule, Part II Statement for Self-certified Sophisticated Investors

Articles 21 and 23A

2. The statement to be completed and signed for the purposes of article 23A(1) (definition of self-certified sophisticated investor) must be in the following form and contain the following information -

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