Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 5 June 2003

Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 [SI 2003 No. 1475]

	Introductory Text
	Part 1 General (arts. 1-2)
	Article 1 Citation and commencement
	Article 2 Interpretation
	Part 2 Amendments to the Regulated Activities Order (arts. 3-20)
	Article 3 Meaning of "overseas person"
	Article 4 Arranging regulated mortgage contracts
	Article 5 Exclusion of arrangements not causing a deal
	Article 6 Exclusion where a person provides means of communication between parties
	Article 7 Exclusion where the arranger is a party to the contract
	Article 8 Exclusion of arrangements where transaction is with or through an authorised person
	Article 9 Exclusion of arrangements made in the course of administration by authorised person
	Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
	Article 11 Exclusion of arrangements consisting of an introduction to an authorised person etc.
	Article 12 Other exclusions - arranging
	Article 13 Advising on regulated mortgage contracts
	Article 14 Exclusion of advice given in print, electronic or broadcast media
	Article 15 Exclusion of advice given in the course of administration by authorised person
	Article 16 Other exclusions - advising
	Article 17 Other exclusions - regulated mortgage contracts
	Article 18 Exclusion of trustees, nominees and personal representatives
	Article 19 Exclusion of activities carried on in the course of a profession or non-investment business
	Article 20 Overseas persons
	Part 3 Amendments to the Consumer Credit Act 1974 (arts. 21-22)
	Article 21 Exceptions from section 145
	Article 22 Disapplication of section 155 in relation to authorised persons and appointed representatives
	Part 4 Amendments to other Instruments made under the Financial Services and Markets Act 2000 (arts. 23-25)
	Article 23 Amendment to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
	Article 24 Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
	Article 25 Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
	Part 5 Transitional Provisions (arts. 26-29)
	Article 26 Interpretation
	Article 27 Applications for Part IV permission
	Article 28 Applications for approval
	Article 29 Modifications and waivers
	Signature
	Explanatory Note