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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 5 June 2003

Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 [SI 2003 No. 1475]

Comparing proposed amendment...
Introductory Text
Part 1 General (arts. 1-2)
In force
Article 1 Citation and commencement
In force
Article 2 Interpretation
Part 2 Amendments to the Regulated Activities Order (arts. 3-20)
In force
Article 3 Meaning of "overseas person"
In force
Article 4 Arranging regulated mortgage contracts
In force
Article 5 Exclusion of arrangements not causing a deal
In force
Article 6 Exclusion where a person provides means of communication between parties
In force
Article 7 Exclusion where the arranger is a party to the contract
In force
Article 8 Exclusion of arrangements where transaction is with or through an authorised person
In force
Article 9 Exclusion of arrangements made in the course of administration by authorised person
In force
Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
In force
Article 11 Exclusion of arrangements consisting of an introduction to an authorised person etc.
In force
Article 12 Other exclusions - arranging
In force
Article 13 Advising on regulated mortgage contracts
In force
Article 14 Exclusion of advice given in print, electronic or broadcast media
In force
Article 15 Exclusion of advice given in the course of administration by authorised person
In force
Article 16 Other exclusions - advising
In force
Article 17 Other exclusions - regulated mortgage contracts
In force
Article 18 Exclusion of trustees, nominees and personal representatives
In force
Article 19 Exclusion of activities carried on in the course of a profession or non-investment business
In force
Article 20 Overseas persons
Part 3 Amendments to the Consumer Credit Act 1974 (arts. 21-22)
In force
Article 21 Exceptions from section 145
In force
Article 22 Disapplication of section 155 in relation to authorised persons and appointed representatives
Part 4 Amendments to other Instruments made under the Financial Services and Markets Act 2000 (arts. 23-25)
In force
Article 23 Amendment to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
In force
Article 24 Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
In force
Article 25 Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
Part 5 Transitional Provisions (arts. 26-29)
In force
Article 26 Interpretation
In force
Article 27 Applications for Part IV permission
In force
Article 28 Applications for approval
In force
Article 29 Modiļ¬cations and waivers
Signature
Explanatory Note