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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2003
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Table of Contents
Table of Contents
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 [SI 2003 No. 1475]
Introductory Text
Part 1 General (arts. 1-2)
Article 1 Citation and commencement
Article 2 Interpretation
Part 2 Amendments to the Regulated Activities Order (arts. 3-20)
Article 3 Meaning of "overseas person"
Article 4 Arranging regulated mortgage contracts
Article 5 Exclusion of arrangements not causing a deal
Article 6 Exclusion where a person provides means of communication between parties
Article 7 Exclusion where the arranger is a party to the contract
Article 8 Exclusion of arrangements where transaction is with or through an authorised person
Article 9 Exclusion of arrangements made in the course of administration by authorised person
Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
Article 11 Exclusion of arrangements consisting of an introduction to an authorised person etc.
Article 12 Other exclusions - arranging
Article 13 Advising on regulated mortgage contracts
Article 14 Exclusion of advice given in print, electronic or broadcast media
Article 15 Exclusion of advice given in the course of administration by authorised person
Article 16 Other exclusions - advising
Article 17 Other exclusions - regulated mortgage contracts
Article 18 Exclusion of trustees, nominees and personal representatives
Article 19 Exclusion of activities carried on in the course of a profession or non-investment business
Article 20 Overseas persons
Part 3 Amendments to the Consumer Credit Act 1974 (arts. 21-22)
Article 21 Exceptions from section 145
Article 22 Disapplication of section 155 in relation to authorised persons and appointed representatives
Part 4 Amendments to other Instruments made under the Financial Services and Markets Act 2000 (arts. 23-25)
Article 23 Amendment to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
Article 24 Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
Article 25 Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
Part 5 Transitional Provisions (arts. 26-29)
Article 26 Interpretation
Article 27 Applications for Part IV permission
Article 28 Applications for approval
Article 29 Modifications and waivers
Signature
Explanatory Note
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https://service.betterregulation.com/document/139674
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 [SI 2003 No. 1475]
Part 5 Transitional Provisions (arts. 26-29)
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Part 5 Transitional Provisions (arts. 26-29)
Article 26 Interpretation
Article 27 Applications for Part IV permission
Article 28 Applications for approval
Article 29 Modifications and waivers
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