Part 2 Amendments to the Regulated Activities Order (arts. 3-20)

Comparing proposed amendment...


In force	Article 3 Meaning of "overseas person"
In force	Article 4 Arranging regulated mortgage contracts
In force	Article 5 Exclusion of arrangements not causing a deal
In force	Article 6 Exclusion where a person provides means of communication between parties
In force	Article 7 Exclusion where the arranger is a party to the contract
In force	Article 8 Exclusion of arrangements where transaction is with or through an authorised person
In force	Article 9 Exclusion of arrangements made in the course of administration by authorised person
In force	Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
In force	Article 11 Exclusion of arrangements consisting of an introduction to an authorised person etc.
In force	Article 12 Other exclusions - arranging
In force	Article 13 Advising on regulated mortgage contracts
In force	Article 14 Exclusion of advice given in print, electronic or broadcast media
In force	Article 15 Exclusion of advice given in the course of administration by authorised person
In force	Article 16 Other exclusions - advising
In force	Article 17 Other exclusions - regulated mortgage contracts
In force	Article 18 Exclusion of trustees, nominees and personal representatives
In force	Article 19 Exclusion of activities carried on in the course of a profession or non-investment business
In force	Article 20 Overseas persons

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