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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 [SI 2003 No. 1475]Introductory TextPart 1 General (arts. 1-2)Article 1 Citation and commencementArticle 2 InterpretationPart 2 Amendments to the Regulated Activities Order (arts. 3-20)Article 3 Meaning of "overseas person"Article 4 Arranging regulated mortgage contractsArticle 5 Exclusion of arrangements not causing a dealArticle 6 Exclusion where a person provides means of communication between partiesArticle 7 Exclusion where the arranger is a party to the contractArticle 8 Exclusion of arrangements where transaction is with or through an authorised personArticle 9 Exclusion of arrangements made in the course of administration by authorised personArticle 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent adviceArticle 11 Exclusion of arrangements consisting of an introduction to an authorised person etc.Article 12 Other exclusions - arrangingArticle 13 Advising on regulated mortgage contractsArticle 14 Exclusion of advice given in print, electronic or broadcast mediaArticle 15 Exclusion of advice given in the course of administration by authorised personArticle 16 Other exclusions - advisingArticle 17 Other exclusions - regulated mortgage contractsArticle 18 Exclusion of trustees, nominees and personal representativesArticle 19 Exclusion of activities carried on in the course of a profession or non-investment businessArticle 20 Overseas personsPart 3 Amendments to the Consumer Credit Act 1974 (arts. 21-22)Article 21 Exceptions from section 145Article 22 Disapplication of section 155 in relation to authorised persons and appointed representativesPart 4 Amendments to other Instruments made under the Financial Services and Markets Act 2000 (arts. 23-25)Article 23 Amendment to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001Article 24 Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001Article 25 Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001Part 5 Transitional Provisions (arts. 26-29)Article 26 InterpretationArticle 27 Applications for Part IV permissionArticle 28 Applications for approvalArticle 29 Modifications and waiversSignatureExplanatory Note
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 5 June 2003 - onwards

Signature

Jim Fitzpatrick

John Heppell

Two of the Lords Commissioners of Her Majesty’s Treasury

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