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Part II Formation, Supervision and Control (regs. 3-33)

Comparing proposed amendment...
General (regs. 3-11)
In force
Regulation 3 Open-ended investment company
In force
Regulation 4 Registration by the Authority
In force
Regulation 5 Safekeeping of scheme property by depositary
In force
Regulation 6 FCA rules
In force
Regulation 7 Modification or waiver of FCA rules
In force
Regulation 8 Notices: general
In force
Regulation 9 Publication
In force
Regulation 10 The Authority's procedures
Omitted
Regulation 11 The Tribunal
Umbrella companies (regs. 11A-11B)
In force
Regulation 11A Segregated liability of sub-funds
In force
Regulation 11B Cross sub-fund investment
Authorisation (regs. 12-17)
In force
Regulation 12 Applications for authorisation
In force
Regulation 13 Particulars of directors
In force
Regulation 14 Authorisation
In force
Regulation 15 Requirements for authorisation
In force
Regulation 16 Representations against refusal of authorisation
In force
Regulation 17 Certificates
Names (regs. 18-20)
In force
Regulation 18 Registrar's approval of names
In force
Regulation 19 Prohibition on certain names
In force
Regulation 20 Registrar's index of company names
Alterations (regs. 21-22A)
In force
Regulation 21 The Authority's approval for certain changes in respect of a company
In force
Regulation 22 Procedure when refusing approval of proposed changes
In force
Regulation 22A The Authority's approval for conversion of a feeder UCITS
Ending of authorisation (regs. 23-24)
In force
Regulation 23 Ending of authorisation
In force
Regulation 24 Procedure
Powers of intervention (regs. 25-29)
In force
Regulation 25 Directions
In force
Regulation 26 Applications to the court
In force
Regulation 27 Procedure on giving directions under regulation 25 and varying them on Authority's own initiative
In force
Regulation 28 Procedure: refusal to revoke or vary direction
In force
Regulation 29 Procedure: revocation of direction and grant of request for variation
Information (regs. 29A-29B)
Omitted
Regulation 29A Information for home state regulator
In force
Regulation 29B Information for feeder UCITS
Investigations (reg. 30)
In force
Regulation 30 Power to investigate
Winding up (regs. 31-33C)
In force
Regulation 31 Winding up by the court
In force
Regulation 32 Dissolution on winding up by the court
In force
Regulation 33 Dissolution in other circumstances
In force
Regulation 33A Winding up of a master UCITS
In force
Regulation 33B Merger or division of a master UCITS
In force
Regulation 33C Winding up of sub-funds