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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 28 June 2018 - onwards
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Regulation 12 Applications for authorisation

(A1) An application for an authorisation order in respect of a body may be made to the Authority for -

(a) an order declaring the body to be an open-ended investment company;

(b) an order declaring the body to be a money market fund.

(1) Any application for an authorisation order -

(a) must be made in such manner as the Authority may direct;

(b) must state with respect to each person proposed in the application as a director of the company the particulars set out in regulation 13;

(c) must state the corporate name and registered or principal office of the person proposed in the application as depositary of the company; and

(d) must contain or be accompanied by such other information as the Authority may reasonably require for the purpose of determining the application.

(2) At any time after receiving an application and before determining it the Authority may require the applicant to furnish additional information.

(3) Different directions may be given and different requirements imposed

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