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Regulation 5 Transitional and saving provisions: market operators |
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Regulation 6 Transitional and saving provisions: EEA firms |
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Regulation 6A Transitional provisions: EEA investment firms exercising passport rights under the investment services directive |
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Regulation 7 Transitional provisions: UK investment firms exercising passport rights under the investment services directive |
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Regulation 7A Transitional provision: investment research and financial analysis |
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Regulation 8 Additional saving provision: UK investment firms |
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Regulation 9 Transitional provision: appointed representatives and tied agents |
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Regulation 9A Transitional provision: exempt investment firms |
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Regulation 9B Transitional provision: operators of alternative trading systems |
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Regulation 9C Transitional provision for investment firms and credit institutions in relation to options, futures and contracts for differences |
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Regulation 9D Transitional provision for management companies in relation to options, futures and contracts for differences |
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Regulation 9E Transitional provision in relation to client classification |
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Regulation 10 Interpretation of Part 3 |
