1. UK Financial Services Law
  2. Legislation (UK)
  3. Statutory Instruments
  4. 2007
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  1. Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 [SI 2007 No. 126]
  2. Part 3 Transitional and saving provisions (regs. 5-10)
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Part 3 Transitional and saving provisions (regs. 5-10)

Comparing proposed amendment...
Revoked
 Regulation 5 Transitional and saving provisions: market operators
Revoked
 Regulation 6 Transitional and saving provisions: EEA firms
Revoked
 Regulation 6A Transitional provisions: EEA investment firms exercising passport rights under the investment services directive
Revoked
 Regulation 7 Transitional provisions: UK investment firms exercising passport rights under the investment services directive
Revoked
 Regulation 7A Transitional provision: investment research and financial analysis
Revoked
 Regulation 8 Additional saving provision: UK investment firms
Revoked
 Regulation 9 Transitional provision: appointed representatives and tied agents
Revoked
 Regulation 9A Transitional provision: exempt investment firms
Revoked
 Regulation 9B Transitional provision: operators of alternative trading systems
Revoked
 Regulation 9C Transitional provision for investment firms and credit institutions in relation to options, futures and contracts for differences
Revoked
 Regulation 9D Transitional provision for management companies in relation to options, futures and contracts for differences
Revoked
 Regulation 9E Transitional provision in relation to client classification
Revoked
 Regulation 10 Interpretation of Part 3
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