(1) This regulation applies where a UK investment firm on or before 15th August 2007 has given -
(a) notice of intention under paragraph 19(2) or 20(1) of Schedule 3, or
(b) notice of change under regulation 11(3) or 12(2)(a) of the EEA Passport Rights Regulations,
in relation to the non-core service specified in paragraph 6 of Section C of the Annex to the investment services directive (investment advice concerning one or more of the instruments listed in Section B).
(2) The Authority may during the period starting on 1st September 2007 and ending on 31st October 2007 give notice to the UK investment firm's host state regulator (within the meaning of paragraph 11 of Schedule 3) that from 1st November 2007 the firm will offer the ancillary service specified in paragraph 5 of Section B of Annex I to the markets in financial instruments directive (investment research and financial analysis).
(3) Regulation 11 or 12 of the EEA Passport Rights Regulations does not apply where the Auth