1. UK Financial Services Law
  2. Legislation (UK)
  3. Statutory Instruments
  4. 2007
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  1. Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 [SI 2007 No. 126]
  2. Schedule 9 Transitional Provision In Relation To Client Classification
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
  Version 2 of 2    

Schedule 9 Transitional Provision In Relation To Client Classification

Revoked from 3 January 2018

Regulation 9E

Category of clients in limitation or requirement in Part IV permission immediately before 1st November 2007

 Category of clients in limitation or requirement in Part IV permission from 1st November 2007

Private customers only

Retail clients only

Intermediate customers only

Professional clients only

Private and intermediate customers only

Retail and professional clients only

Intermediate customers and market counterparties only

Professional clients and eligible counterparties only".
Comparing proposed amendment...
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