(1) Where the Authority has received a consent notice of the sort referred to in paragraph 13(1)(a) of Schedule 3 from the home state regulator of an EEA investment firm on or before 31st October 2007, paragraph 13 of Schedule 3 applies as if it had not been amended by paragraph 8 of Schedule 4 to these Regulations.
(2) In this regulation, "EEA investment firm" means an EEA firm falling within paragraph 5(a) of Schedule 3 (before its amendment by these Regulations).