Amendment of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999
14. In regulation 2 of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999 [S.I. 1999/2979.] -
(a) in paragraph (b) of the definition of "institution" for "point 2 of Article 1 of Council Directive 93/22/EEC excluding the bodies set out in the list in Article 2(2)(a) to (k)" substitute "Article 4.1.1 of Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments, other than a person to whom Article 2 applies";
(b) in the definition of "securities" for "B of the Annex to Council Directive 93/22/EEC" substitute "C of Annex I to Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments".
Amendment of the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001