(1) This article applies where -
(a) a person who is a provider within the meaning of article 72B of the Regulated Activities Order ("the applicant") has submitted to the Authority an application for Part 4A permission or a variation of a Part 4A permission to the extent that the application -
(i) relates to an activity of the kind specified in any of the following articles of the Regulated Activities Order -
(aa) article 21 (dealing in investments as agent);
(bb) article 25(1) and (2) (arranging deals in investments);
(cc) article 39A (assisting in the administration and performance of a contract of insurance);
(dd) article 53 (advising on investments); or
(ee) article 64 (agreeing to carry on specified kinds of activity) in so far as it relates to any of the activities mentioned in (aa) to (dd); and
(ii) is made pursuant to the amendments made to article 72B of the Regulated Activities Order by article 2 of this Order;
(b) the Authority received the application on or before 15th Nove
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