1. UK Financial Services Law
  2. Legislation (UK)
  3. Statutory Instruments
  4. 2014
Date-stamp loading
  1. Central Securities Depositories Regulations 2014 [SI 2014 No. 2879]
Next
Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 29 October 2014

Central Securities Depositories Regulations 2014 [SI 2014 No. 2879]

Consolidation Status: Updated to reflect all known changes

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

Comparing proposed amendment...
Introductory Text
Part 1 Citation, commencement and interpretation (reg. 1)
In force
 Regulation 1 Citation, commencement and interpretation
Part 2 Designation of competent authorities (reg. 2)
In force
 Regulation 2 Designation of competent authorities
Part 3 Powers of the FCA (reg. 3-5)
In force
 Regulation 3 Power of FCA to require information from a person who is not authorised
In force
 Regulation 4 Penalties and statements
In force
 Regulation 5 Procedure in relation to regulation 4
Part 4 Powers of the Bank (regs. 5A-5E)
In force
 Regulation 5A Power of the Bank to require information
In force
 Regulation 5B Penalties and statements
In force
 Regulation 5C Procedure in relation to regulation 5B
In force
 Regulation 5D Power of the Bank to require a report by a skilled person
In force
 Regulation 5E Power of the Bank to appoint a skilled person to collect and update information
Part 5 Control over a recognised CSD (regs. 5F-5L)
In force
 Regulation 5F Interpretation of Part 5
In force
 Regulation 5G Powers of Bank in relation to proposed acquisition
In force
 Regulation 5H Procedure in relation to proposed acquisition
In force
 Regulation 5I Restriction notices
In force
 Regulation 5J Orders for sale of shares
In force
 Regulation 5K Offences
Part 6 References to the Tribunal (regs. 5L)
In force
 Regulation 5L References to the Tribunal
Part 7 Access to trading venues (reg. 5M)
In force
 Regulation 5M Access to trading venues
Part 8 Reporting of infringements (reg. 5N)
In force
 Regulation 5N Reporting of infringements
Part 8A Fees (reg. 5O)
In force
 Regulation 5O Fees
Part 9 Consequential amendments (regs. 6-9)
In force
 Regulation 6 Amendments to the Financial Services and Markets Act 2000
In force
 Regulation 7 Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
In force
 Regulation 8 Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013
In force
 Regulation 9 Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
Part 10 (reg. 10)
Revoked
 Regulation 10 Review
Signature
Explanatory Note
Explanatory Memorandum
Next