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Central Securities Depositories Regulations 2014 [SI 2014 No. 2879]Introductory TextPart 1 Citation, commencement and interpretation (reg. 1)Regulation 1 Citation, commencement and interpretationPart 2 Designation of competent authorities (reg. 2)Regulation 2 Designation of competent authoritiesPart 3 Powers of the FCA (reg. 3-5)Regulation 3 Power of FCA to require information from a person who is not authorisedRegulation 4 Penalties and statementsRegulation 5 Procedure in relation to regulation 4Part 4 Powers of the Bank (regs. 5A-5E)Regulation 5A Power of the Bank to require informationRegulation 5B Penalties and statementsRegulation 5C Procedure in relation to regulation 5BRegulation 5D Power of the Bank to require a report by a skilled personRegulation 5E Power of the Bank to appoint a skilled person to collect and update informationPart 5 Control over a recognised CSD (regs. 5F-5L)Regulation 5F Interpretation of Part 5Regulation 5G Powers of Bank in relation to proposed acquisitionRegulation 5H Procedure in relation to proposed acquisitionRegulation 5I Restriction noticesRegulation 5J Orders for sale of sharesRegulation 5K OffencesPart 6 References to the Tribunal (regs. 5L)Regulation 5L References to the TribunalPart 7 Access to trading venues (reg. 5M)Regulation 5M Access to trading venuesPart 8 Reporting of infringements (reg. 5N)Regulation 5N Reporting of infringementsPart 8A Fees (reg. 5O)Regulation 5O FeesPart 9 Consequential amendments (regs. 6-9)Regulation 6 Amendments to the Financial Services and Markets Act 2000Regulation 7 Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001Regulation 8 Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013Regulation 9 Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013Part 10 (reg. 10)Regulation 10 ReviewSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 29 October 2014

Central Securities Depositories Regulations 2014 [SI 2014 No. 2879]

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

Introductory Text
Part 1 Citation, commencement and interpretation (reg. 1)
Regulation 1 Citation, commencement and interpretation
Part 2 Designation of competent authorities (reg. 2)
Regulation 2 Designation of competent authorities
Part 3 Powers of the FCA (reg. 3-5)
Regulation 3 Power of FCA to require information from a person who is not authorised
Regulation 4 Penalties and statements
Regulation 5 Procedure in relation to regulation 4
Part 4 Powers of the Bank (regs. 5A-5E)
Regulation 5A Power of the Bank to require information
Regulation 5B Penalties and statements
Regulation 5C Procedure in relation to regulation 5B
Regulation 5D Power of the Bank to require a report by a skilled person
Regulation 5E Power of the Bank to appoint a skilled person to collect and update information
Part 5 Control over a recognised CSD (regs. 5F-5L)
Regulation 5F Interpretation of Part 5
Regulation 5G Powers of Bank in relation to proposed acquisition
Regulation 5H Procedure in relation to proposed acquisition
Regulation 5I Restriction notices
Regulation 5J Orders for sale of shares
Regulation 5K Offences
Part 6 References to the Tribunal (regs. 5L)
Regulation 5L References to the Tribunal
Part 7 Access to trading venues (reg. 5M)
Regulation 5M Access to trading venues
Part 8 Reporting of infringements (reg. 5N)
Regulation 5N Reporting of infringements
Part 8A Fees (reg. 5O)
Regulation 5O Fees
Part 9 Consequential amendments (regs. 6-9)
Regulation 6 Amendments to the Financial Services and Markets Act 2000
Regulation 7 Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulation 8 Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013
Regulation 9 Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
Part 10 (reg. 10)
Regulation 10 Review
Signature
Explanatory Note
Explanatory Memorandum
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