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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 5L References to the Tribunal

(1) Paragraph (2) applies where the Bank or FCA takes a decision -

(a) to refuse an application under Article 19(1) of the CSD regulation;

(b) to require a recognised CSD to discontinue a CSD link [Defined in Article 2(1)(29) of the CSD regulation.] in accordance with Article 19(7) of that regulation;

(c) to withdraw authorisation for a service, activity or financial instrument in accordance with Article 20(4) of that regulation;

(d) [deleted]

(e) to refuse an application for authorisation under Article 30(4) of that regulation (outsourcing);

(f) in relation to a complaint under Article 33(3) of that regulation (requirements for participation);

(g) to refuse an application for authorisation under Article 48(2) of that regulation (CSD links);

(h) in relation to a complaint under Article 49(4) of that regulation (freedom to issue in a CSD or third-country CSD);