icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Central Securities Depositories Regulations 2014 [SI 2014 No. 2879]Introductory TextPart 1 Citation, commencement and interpretation (reg. 1)Regulation 1 Citation, commencement and interpretationPart 2 Designation of competent authorities (reg. 2)Regulation 2 Designation of competent authoritiesPart 3 Powers of the FCA (reg. 3-5)Regulation 3 Power of FCA to require information from a person who is not authorisedRegulation 4 Penalties and statementsRegulation 5 Procedure in relation to regulation 4Part 4 Powers of the Bank (regs. 5A-5E)Regulation 5A Power of the Bank to require informationRegulation 5B Penalties and statementsRegulation 5C Procedure in relation to regulation 5BRegulation 5D Power of the Bank to require a report by a skilled personRegulation 5E Power of the Bank to appoint a skilled person to collect and update informationPart 5 Control over a recognised CSD (regs. 5F-5L)Regulation 5F Interpretation of Part 5Regulation 5G Powers of Bank in relation to proposed acquisitionRegulation 5H Procedure in relation to proposed acquisitionRegulation 5I Restriction noticesRegulation 5J Orders for sale of sharesRegulation 5K OffencesPart 6 References to the Tribunal (regs. 5L)Regulation 5L References to the TribunalPart 7 Access to trading venues (reg. 5M)Regulation 5M Access to trading venuesPart 8 Reporting of infringements (reg. 5N)Regulation 5N Reporting of infringementsPart 8A Fees (reg. 5O)Regulation 5O FeesPart 9 Consequential amendments (regs. 6-9)Regulation 6 Amendments to the Financial Services and Markets Act 2000Regulation 7 Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001Regulation 8 Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013Regulation 9 Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013Part 10 (reg. 10)Regulation 10 ReviewSignatureExplanatory NoteExplanatory Memorandum
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 10th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext

Part 7 Access to trading venues (reg. 5M)

Regulation 5M Access to trading venues
PreviousNext