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Central Securities Depositories Regulations 2014 [SI 2014 No. 2879]Introductory TextPart 1 Citation, commencement and interpretation (reg. 1)Regulation 1 Citation, commencement and interpretationPart 2 Designation of competent authorities (reg. 2)Regulation 2 Designation of competent authoritiesPart 3 Powers of the FCA (reg. 3-5)Regulation 3 Power of FCA to require information from a person who is not authorisedRegulation 4 Penalties and statementsRegulation 5 Procedure in relation to regulation 4Part 4 Powers of the Bank (regs. 5A-5E)Regulation 5A Power of the Bank to require informationRegulation 5B Penalties and statementsRegulation 5C Procedure in relation to regulation 5BRegulation 5D Power of the Bank to require a report by a skilled personRegulation 5E Power of the Bank to appoint a skilled person to collect and update informationPart 5 Control over a recognised CSD (regs. 5F-5L)Regulation 5F Interpretation of Part 5Regulation 5G Powers of Bank in relation to proposed acquisitionRegulation 5H Procedure in relation to proposed acquisitionRegulation 5I Restriction noticesRegulation 5J Orders for sale of sharesRegulation 5K OffencesPart 6 References to the Tribunal (regs. 5L)Regulation 5L References to the TribunalPart 7 Access to trading venues (reg. 5M)Regulation 5M Access to trading venuesPart 8 Reporting of infringements (reg. 5N)Regulation 5N Reporting of infringementsPart 8A Fees (reg. 5O)Regulation 5O FeesPart 9 Consequential amendments (regs. 6-9)Regulation 6 Amendments to the Financial Services and Markets Act 2000Regulation 7 Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001Regulation 8 Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013Regulation 9 Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013Part 10 (reg. 10)Regulation 10 ReviewSignatureExplanatory NoteExplanatory Memorandum
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 29 October 2014 - onwards

Signature

Gavin Barwell

David Evennett

29th October 2014

Two of the Lords Commissioners of Her Majesty’s Treasury

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