Chapter II Operating conditions for investment firms (arts. 21-33)

Comparing proposed amendment...


	Section 1 General provisions (arts. 21-23)
Entered into force	Article 21 Regular review of conditions for initial authorisation
Amended	Article 22 General obligation in respect of on-going supervision
Entered into force	Article 23 Conflicts of interest
	Section 2 Provisions to ensure investor protection (arts. 24-30)
Amended	Article 24 General principles and information to clients
Amended	Article 25 Assessment of suitability and appropriateness and reporting to clients
Entered into force	Article 26 Provision of services through the medium of another investment firm
Amended	Article 27 Obligation to execute orders on terms most favourable to the client
Entered into force	Article 28 Client order handling rules
Entered into force	Article 29 Obligations of investment firms when appointing tied agents
Inserted	Article 29a Services provided to professional clients
Amended	Article 30 Transactions executed with eligible counterparties
	Section 3 Market transparency and integrity (arts. 31-32)
Amended	Article 31 Monitoring of compliance with the rules of the MTF or the OTF and with other legal obligations
Entered into force	Article 32 Suspension and removal of financial instruments from trading on an MTF or an OTF
	Section 4 SME growth markets (art. 33)
Amended	Article 33 SME growth markets

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